United States v. Antoine Johnson
767 F.3d 815
9th Cir.2014Background
- Defendants Johnson and Williams were convicted of armed robbery and murder in a joint trial for an armored-truck heist; Burgess, an informant, testified previously but later disappeared before trial.
- Burgess provided prior statements identifying Johnson (and Williams inconsistently) to police and grand jury, and the government sought to admit those statements under the forfeiture-by-wrongdoing rule when Burgess was unavailable.
- The district court admitted Burgess’s statements under Rule 804(b)(6) after a pretrial hearing, finding Johnson caused Burgess’s absence.
- The government presented evidence that Johnson threatened Burgess to prevent testimony, including communications through inmates in a Special Housing Unit after defense counsel disclosed witness identities.
- On appeal, Johnson challenges the admissibility under Confrontation Clause, and Williams challenges a severance and potential prejudice from Burgess’s statements; the government contends the preponderance standard applies for forfeiture.
- The court affirms the convictions and holds the preponderance standard governs the forfeiture-by-wrongdoing exception, aligning with the majority of circuits post-Crawford.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| What standard governs forfeiture of confrontation rights? | Johnson argues for clear and convincing evidence after Crawford. | Johnson contends Crawford requires higher standard. | Preponderance of the evidence applies. |
| Are Burgess’s testimonial statements admissible under the Confrontation Clause? | Johnson asserts forfeiture applies due to defendant’s wrongdoing. | Johnson argues the higher standard should apply post-Crawford. | Admissible under Rule 804(b)(6) with preponderance standard. |
| Was severance required for Williams given Burgess’s identification of him? | Williams sought severance due to potential prejudice. | No severance necessary; limiting instruction sufficient. | Severance not required. |
| Were other trial errors properly ruled on, including DNA, leading questions, and impeachment evidence? | Johnson alleges various due process and Confrontation Clause violations. | Prosecutorial conduct and evidentiary rulings did not amount to reversible error. | Remaining issues resolved in favor of the government; convictions affirmed. |
Key Cases Cited
- Crawford v. Washington, 541 U.S. 36 (U.S. 2004) (testimonial hearsay not admissible without opportunity for cross-examination; forfeiture upheld as equitable doctrine)
- Davis v. Washington, 547 U.S. 813 (U.S. 2006) (post-Crawford context; notes preponderance standard generally applied in forfeiture rule)
- Giles v. California, 554 U.S. 353 (U.S. 2008) (requires showing defendant intended to prevent testimony for forfeiture; confirms Rule 804(b)(6) codified standard)
- Ohio v. Roberts, 448 U.S. 56 (U.S. 1980) (reliability and adequate indicia of trustworthiness in hearsay)
- Thevis v. United States, 665 F.2d 616 (5th Cir. 1982) (initially espoused clear-and-convincing standard for forfeiture (overruled by Crawford precedent))
- Perkins v. Herbert, 596 F.3d 161 (2d Cir. 2010) (preponderance standard applied to forfeiture after Giles)
- United States v. White, 116 F.3d 903 (D.C. Cir. 1997) (preponderance standard for forfeiture)
- United States v. Mastrangelo, 693 F.2d 269 (2d Cir. 1982) (preponderance standard; not overly stringent for forfeiture)
- United States v. Dinkins, 691 F.3d 358 (4th Cir. 2012) (preponderance standard for forfeiture by wrongdoing)
- United States v. Jackson, 706 F.3d 264 (4th Cir. 2013) (preponderance standard applied to forfeiture)
