740 F.3d 1150
7th Cir.2014Background
- Vela pled guilty to counts in the first indictment, with the government dismissing the second indictment and treating his marijuana grow-house involvement as relevant conduct for sentencing.
- The plea agreement included an appeal waiver with exceptions, including a provision allowing reductions based on retroactive changes in law or directive from higher authorities.
- The district court calculated the advisory Guidelines range using post-offense guidelines, following Demaree, and imposed a sentence of 138 months total (consecutive firearm sentence).
- After sentencing, Peugh v. United States announced that applying amended guidelines increasing a defendant’s sentence violates the Ex Post Facto Clause, prompting Vela’s appeal for resentencing.
- Vela argued the plea was not knowing/voluntary due to the waiver and that Peugh’s retroactive change fell within the waiver’s exception.
- The government contends the waiver is valid and Peugh does not retroactively apply under the exception, so the appeal must be dismissed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Does the appeal waiver render the appeal involuntary after a later law change? | Vela argues waiver is involuntary due to Ex Post Facto concerns. | State asserts waiver remains valid regardless of later law changes. | Waiver remains enforceable; not involuntary. |
| Does Peugh’s ruling fall within the waiver exception allowing sentence reduction? | Peugh qualifies under retroactive exception. | Peugh not expressly retroactive under the waiver language. | Exception not satisfied; waiver enforced. |
| Was the plea knowing and voluntary given the waiver provisions? | Plea not knowing due to unawareness of Ex Post Facto issue. | Plea complied with Brady and Broce standards; valid. | Plea knowingly and voluntarily entered. |
Key Cases Cited
- Brady v. United States, 397 U.S. 742 (U.S. 1970) (waiver of jury trial rights upheld; challenges to plea post-plea are constrained)
- United States v. Jackson, 390 U.S. 570 (U.S. 1968) (coerced waivers of constitutional rights are not automatically invalidated by later developments)
- McMann v. Richardson, 397 U.S. 759 (U.S. 1970) (counseled defendants may not collateral-attack guilty pleas on confession admissibility)
- United States v. Broce, 488 U.S. 563 (U.S. 1989) (waiver of trial rights generally not undermined by strategic miscalculations in pleas)
- United States v. Demaree, 459 F.3d 791 (7th Cir. 2006) (agency precedent guiding sentencing range calculations post-offense; used in this case)
- Peugh v. United States, 133 S. Ct. 2072 (U.S. 2013) (holding that improper calculation of Guidelines ranges implicates ex post facto concerns; retroactivity debated)
- Schriro v. Summerlin, 542 U.S. 348 (U.S. 2004) (retroactivity principles for procedural errors in sentencing; not generally retroactive)
- Hawkins v. United States, 724 F.3d 915 (7th Cir. 2013) ( Peugh not retroactive for collateral review in this circuit)
- United States v. Bownes, 405 F.3d 634 (7th Cir. 2005) (plea-dispute resolution viewed through contract-law lens)
