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United States v. Allen
788 F.3d 61
2d Cir.
2015
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Background

  • George Allen, a volunteer captain in the Wallingford (VT) Volunteer Fire Department, was indicted and convicted after a jury trial for conspiring to set fires on public lands in violation of 18 U.S.C. §§ 371 and 1855; sentenced to 13 months' imprisonment.
  • Between January–May 2008, a group of WFD members (including two junior firefighters, Burnham and Woods) started numerous brush/grass fires, often responding quickly to the resulting calls; some fires occurred on National Forest federal land (Long Trail/Appalachian Trail parking area; White Rocks picnic area).
  • Co-conspirators testified they set fires because they were bored; Burnham and Woods admitted starting many fires and identifying locations; Allen admitted he suggested some locations and acknowledged knowledge of up to sixteen fires but denied lighting them himself.
  • Indictment charged Allen with conspiring to willfully set fire to underbrush/grass on the public domain (18 U.S.C. § 1855) and conspiracy (18 U.S.C. § 371). District court denied a Rule 29 motion and the jury convicted.
  • On appeal Allen argued (1) insufficient evidence because § 1855 requires specific intent/knowledge that land was federal, and (2) his Rule 43/due process right to be present was violated when the judge conducted a jury orientation outside his and counsel’s presence.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether § 1855 requires the defendant to know land is federal (mens rea element) Gov: Willfulness applies to setting fires; knowledge of federal ownership is not required; statute’s jurisdictional element need not carry scienter. Allen: § 1855 requires specific intent to burn federal land; conspiracy requires same specific intent. Court: § 1855 does not require knowledge that land is federal; willfulness refers to intentionally setting fires, not knowing federal ownership. Conspiracy requires no greater scienter than the substantive offense.
Whether Allen’s absence from a pre-impanelment jury orientation violated Rule 43 / due process Gov: Orientation was noncritical/administrative; parties had been invited and could attend; any right was waived. Allen: The orientation involved substantive discussion with the venire (evidence, presumption of innocence, bias) and counsel’s absence deprived him of the right to be present; error not harmless. Court: Orientation risked problems but Allen had been explicitly invited and adequately informed of its nature; he and counsel declined to attend, so he knowingly and voluntarily waived any right to be present; conviction affirmed.

Key Cases Cited

  • United States v. Feola, 420 U.S. 671 (1975) (where substantive crime requires intent to commit act, knowledge that victim is federal is not required)
  • United States v. Yermian, 468 U.S. 63 (1984) (jurisdictional language need not carry a scienter requirement)
  • United States v. LaPorta, 46 F.3d 152 (2d Cir. 1994) (no scienter requirement as to government ownership for § 1361 depredation statute)
  • United States v. Abner, 35 F.3d 251 (6th Cir. 1994) (distinguished; reversed where no evidence defendant knew area contained government land)
  • United States v. Hawkins, 547 F.3d 66 (2d Cir. 2008) (standard for reviewing sufficiency of evidence)
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Case Details

Case Name: United States v. Allen
Court Name: Court of Appeals for the Second Circuit
Date Published: Jun 3, 2015
Citation: 788 F.3d 61
Docket Number: Docket No. 13-4846-cr
Court Abbreviation: 2d Cir.