United States v. Alfred Adams
686 F. App'x 233
| 4th Cir. | 2017Background
- Alfred Adams pleaded guilty to conspiracy to possess with intent to distribute heroin and methamphetamine in violation of federal law and was sentenced to 121 months.
- Counsel filed an Anders brief conceding no meritorious appeal but raising questions about Rule 11 plea colloquy, a §3B1.1 (aggravating-role) enhancement, and use of a 1995 drug conviction to increase statutory mandatory minimum under §§ 841(b)(1)(B) and 851.
- Adams did not file a pro se supplemental brief or move to withdraw his plea in district court.
- On review, the Fourth Circuit examined Rule 11 compliance for plain error, reviewed the sentence for procedural and substantive reasonableness, and considered the use of the 1995 conviction for statutory enhancement.
- The court concluded the plea was knowing and voluntary with a factual basis, the sentencing calculation and explanation (including the §3B1.1 enhancement) were proper and reasonable, and the 1995 prior conviction could validly be used to enhance the sentence.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Rule 11 compliance for plea colloquy | Adams (via counsel) questioned whether the court complied with Rule 11 when accepting the plea | District court substantially complied; omissions were minor and did not affect substantial rights | No plain error; plea knowing, voluntary, and supported by factual basis |
| Plea voluntariness re: threats/promises | Adams suggests court failed to ask if plea resulted from outside threats/promises | Plea agreement stated it was entire agreement; no evidence of outside promises | Substantial compliance; omission not prejudicial |
| Sentencing reasonableness and §3B1.1 enhancement | Adams challenged four-level aggravating-role enhancement and overall sentence | District court correctly calculated offense level, criminal history, afforded allocution, and explained sentence | Sentence procedurally and substantively reasonable; within-Guidelines presumption not rebutted |
| Use of 1995 prior conviction to enhance statutory minimum under §§841 & 851 | Adams argued reliance on old conviction was improper (raised first on appeal) | Statute contains no time limit on using prior convictions for enhanced penalties | No error; prior conviction properly used to enhance sentence |
Key Cases Cited
- Anders v. California, 386 U.S. 738 (U.S. 1967) (procedures for appellate counsel who finds appeal frivolous)
- United States v. DeFusco, 949 F.2d 114 (4th Cir. 1991) (Rule 11 plea colloquy requirements)
- United States v. Sanya, 774 F.3d 812 (4th Cir. 2014) (plain-error review of Rule 11 where plea withdrawal not preserved)
- United States v. McCoy, 804 F.3d 349 (4th Cir. 2015) (abuse-of-discretion standard for sentence reasonableness)
- Gall v. United States, 552 U.S. 38 (U.S. 2007) (procedural and substantive reasonableness framework for sentencing review)
- United States v. Louthian, 756 F.3d 295 (4th Cir. 2014) (presumption of reasonableness for within-Guidelines sentence)
