United States v. Alan Rene Sajous
704 F. App'x 823
| 11th Cir. | 2017Background
- Defendant Alan Sajous pleaded guilty to possessing 15 or more unauthorized access devices in violation of 18 U.S.C. § 1029(a)(3) and was sentenced to 52 months’ imprisonment after a Rule 35(b) reduction from 108 months.
- Sajous filed an out-of-time appeal raising several arguments for the first time: invalid information, government breach of the plea agreement, government’s failure to introduce favorable evidence at sentencing, procedural unreasonableness of the sentence, and ineffective assistance of counsel.
- The information tracked the statute’s language alleging Sajous knowingly possessed 15+ unauthorized access devices.
- At sentencing the district court had the presentence report (which included a government low-end recommendation) and considered a sworn statement implicating a cohort in using the identification information found at Sajous’s residence.
- The plea agreement contained an appellate waiver of most sentence-related appeals; the court explained and Sajous acknowledged the waiver during the plea colloquy.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Validity of the information | Information mischarged because offense involved SSNs/IDs, not access devices | Information cites and tracks § 1029(a)(3); plea waived nonjurisdictional challenges | Waived by guilty plea; information valid to invoke jurisdiction |
| Ineffective assistance of counsel | Plea was based on counsel misinformation | Ineffective-assistance claims should be addressed first by district court | Declined to consider on direct appeal; remediable via § 2255 postconviction motion |
| Government breach of plea agreement | Gov’t failed to recommend low-end guideline sentence as promised | Any omission was not plain error; court knew government position and government supported downward variance and moved under Rule 35(b) | No plain error; lack of recommendation did not affect substantial rights |
| Government’s failure to introduce favorable evidence at sentencing | Gov’t should have proved cohort, not Sajous, used stolen IDs | No statute, precedent, or plea term required gov’t to present such evidence; court had defendant’s objections and cohort statement | No error; district court considered cohort information |
| Procedural reasonableness / appellateability of sentence | Sentence procedurally unreasonable | Plea agreement includes valid appellate waiver of sentence challenges, and waiver was knowingly made | Appeal barred by sentence-appeal waiver; waiver enforceable |
Key Cases Cited
- Howard v. United States, 420 F.2d 478 (5th Cir. 1970) (guilty plea waives nonjurisdictional defects including challenges to the information)
- United States v. Brown, 752 F.3d 1344 (11th Cir. 2014) (indictment/ information that cites a valid federal statute invokes subject-matter jurisdiction)
- United States v. Bender, 290 F.3d 1279 (11th Cir. 2002) (ineffective-assistance claims ordinarily addressed first by the district court)
- Puckett v. United States, 556 U.S. 129 (2009) (plain-error standard requires showing of error that affected substantial rights)
- United States v. Romano, 314 F.3d 1279 (11th Cir. 2002) (procedural default/plain error principles on appeal)
- United States v. Hoffman, 710 F.3d 1228 (11th Cir. 2013) (no binding precedent that government’s failure to request a promised recommendation when court already knew the government’s position is plain error)
- United States v. Grinard-Henry, 399 F.3d 1294 (11th Cir. 2005) (validity and enforceability of appellate waivers explained)
