United States v. Alabama Power Co.
274 F.R.D. 686
N.D. Ala.2011Background
- The United States sued Alabama Power Company over emissions from Gorgas Unit 10 balanced draft conversion.
- Koppe performed the generation-impact assessment; Sahu performed the emissions calculations.
- Sahu issued an amended rebuttal showing specific emissions increases due to capacity and outage-hour changes.
- Sahu later prepared paragraph 5 of a declaration isolating capacity-increase emissions alone.
- Alabama Power moved to strike paragraph 5 as a new, late-disclosed expert opinion.
- The court concluded paragraph 5 was a new opinion, precluding its use unless harmless or cured.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether paragraph 5 is a new expert opinion. | Sahu's prior reports already disclosed 126,000 MWhrs etc. | Paragraph 5 reiterates disclosed data; no new opinion. | New opinion; not admissible. |
| Whether non-disclosure of paragraph 5 warrants Rule 37(c)(1) preclusion. | Disclosures were timely or harmless. | Non-disclosure prejudices Alabama Power. | Non-disclosure not harmless; precluded. |
| Whether paragraph 5 is admissible under Daubert given reliance on Koppe methodology. | Sahu's methods are valid. | Paragraph 5 relies on new formulas; not admissible. | Admissibility questioned; strike affirmed. |
| Whether the court should grant summary judgment given exclusion of paragraph 5. | Net emissions could still exceed thresholds. | Without paragraph 5, plaintiffs cannot prove required emissions increase. | Summary judgment for Alabama Power; claims dismissed. |
Key Cases Cited
- Environmental Defense v. Duke Energy Corp., 549 U.S. 561 (U.S. 2007) (major modification requires net emissions increase; framework for threshold)
- Reese v. Herbert, 527 F.3d 1253 (11th Cir. 2008) (Rule 26 expert-discovery requirements; need for complete disclosures)
