51 F.4th 197
6th Cir.2022Background
- KLPI (a Kroger subsidiary) and United Food & Commercial Workers Local 1995 are parties to a CBA covering "stores" in the Kroger Company, Nashville Division; the CBA contains a broad arbitration clause for disputes about interpretation or application of the CBA.
- The Kroger Company’s Supply Chain Division opened the Knoxville Local Fulfillment Center (a warehouse/fulfillment operation); the Union filed a grievance claiming the facility is a "store" under Article 3 § A and that its pickers/drivers are covered employees.
- KLPI refused to process or arbitrate the grievance, asserting the Fulfillment Center is a warehouse run by the Supply Chain Division (and employed by others), not a KLPI store, so the CBA does not cover it.
- The Union moved for judgment on the pleadings under Fed. R. Civ. P. 12(c) to compel arbitration; the district court granted the motion as to KLPI and ordered arbitration (denying relief as to The Kroger Company); KLPI appealed.
- The Sixth Circuit panel majority affirmed: it found the grievance falls within the arbitration clause, declined to treat the contested factual/merits points as excluding arbitration, and held federal courts have jurisdiction (NLRB preemption does not bar arbitration here).
Issues
| Issue | Plaintiff's Argument (Union) | Defendant's Argument (KLPI) | Held |
|---|---|---|---|
| Does the Union's grievance fall within the CBA's arbitration clause? | Grievance alleges interpretation/application of Article 3 § A (new-store clause); therefore arbitrable. | The Fulfillment Center is not a KLPI "store" and its workers are not KLPI employees, so the CBA/arbitration clause does not apply. | Held: Yes. The grievance concerns interpretation/application of the CBA and is presumptively arbitrable. |
| Do contract provisions ("store," "bargaining-unit work," distribution-system language) expressly or clearly exclude the grievance from arbitration? | No — those provisions raise interpretive questions for the arbitrator; no clear, unambiguous exclusion exists. | Those provisions show the CBA covers only retail stores and not supply-chain warehouses; they exclude this grievance. | Held: No express exclusion; those provisions go to the merits and do not prevent arbitration. |
| Was granting judgment on the pleadings premature (discovery needed to show who employs the Fulfillment Center workers)? | Motion proper; factual disputes about employment do not defeat arbitrationability of the contract question. | KLPI needed discovery to show forceful evidence that the CBA does not apply (e.g., Vitacost or Supply Chain employment). | Held: Motion was proper as the answer’s denials do not preclude finding the grievance within the arbitration clause; alleged factual disputes go to the merits for the arbitrator. |
| Does NLRB preemption or the "primarily representational" doctrine deprive the court/arbitrator of jurisdiction? | Claim is primarily contractual under §301 (new‑store clause); federal court may order arbitration; Board retains superior authority only on representational questions if invoked. | The grievance is primarily representational (who the union represents), so it belongs to the NLRB, not the courts/arbitrator. | Held: Court has jurisdiction; the grievance is primarily a contractual/new‑store clause issue and not preempted; the Board can be invoked later if necessary. |
Key Cases Cited
- AT&T Techs., Inc. v. Communications Workers of Am., 475 U.S. 643 (1986) (establishes presumption of arbitrability and framework for deciding arbitrability vs. merits)
- Litton Fin. Printing Div. v. NLRB, 501 U.S. 190 (1991) (courts must decide arbitrability, even if resolution requires interpreting the CBA)
- United Steelworkers of Am. v. Am. Mfg. Co., 363 U.S. 564 (1960) (court’s role is confined to whether the grievance on its face is governed by the contract)
- Granite Rock Co. v. Int’l Bhd. of Teamsters, 561 U.S. 287 (2010) (courts decide threshold questions of agreement formation and applicability before compelling arbitration)
- DiPonio Constr. Co. v. Int’l Union of Bricklayers, 687 F.3d 744 (6th Cir. 2012) (recognizes federal courts’ §301 jurisdiction over contractual disputes and concurrent jurisdiction with NLRB in some cases)
- Int’l Bhd. of Elec. Workers, Loc. 71 v. Trafftech, Inc., 461 F.3d 690 (6th Cir. 2006) (distinguishes primarily representational claims that should be left to the NLRB)
- United Steelworkers of Am. v. Cooper Tire & Rubber Co., 474 F.3d 271 (6th Cir. 2007) (applies presumption of arbitrability to broad arbitration clauses)
- Rite Aid of Pa., Inc. v. United Food & Commercial Workers Union, Loc. 1776, 595 F.3d 128 (3d Cir. 2010) (contrast case denying arbitration for a new‑store access grievance not plausibly within the CBA)
- Bakery, Confectionery, Tobacco Workers & Grain Millers Int’l Union v. Kellogg Co., 904 F.3d 435 (6th Cir. 2018) (requires clear and unambiguous exclusion to rebut presumption of arbitrability)
