645 S.W.3d 125
Tenn.2022Background
- Tyree B. Harris, IV, a Tennessee lawyer since 1970, was a partner at Willis & Knight when the firm received a disputed client fee; the partners later distributed shares directly from escrow.
- On January 31, 2011 Harris received and deposited a $225,000 check (his share) into a personal savings account while a pending juvenile-court child-support modification was underway.
- At a deposition and at the juvenile-court hearing Harris was asked about draws, income, and checks from the firm but did not disclose the $225,000 deposit; the juvenile court reduced his child support obligation based on his testimony.
- The law firm later sued Harris for conversion; chancery and appellate proceedings found conversion, but the BPR’s disciplinary panel declined to rely on that finding for the ethics charge.
- The Board charged Harris with violations of Tenn. Sup. Ct. R. 8, RPC 8.4(c) for dishonest testimony; the hearing panel found Harris knowingly omitted material information and suspended him for one year (reduced from a presumptive disbarment because of his long, unblemished career).
- Davidson County Circuit Court affirmed the hearing panel; Harris appealed to the Tennessee Supreme Court, which affirmed the finding of an RPC 8.4(c) violation and the one-year suspension.
Issues
| Issue | Harris's Argument | Board's Argument | Held |
|---|---|---|---|
| Standard of proof for discipline | Disciplinary finding effectively punished perjury and thus required "beyond a reasonable doubt" | Disciplinary proceedings are civil; preponderance applies | Preponderance of the evidence governs disciplinary proceedings (criminal standard rejected) |
| Whether Harris's testimony violated RPC 8.4(c) (dishonesty, deceit, misrepresentation) | Answers were literally true and responsive to the narrow questions ("draw" vs. "distribution"); intended to disclose but was prevented by objections | Harris knowingly omitted material information about the $225,000 to mislead the juvenile court and opposing counsel | Substantial and material evidence supports finding Harris engaged in intentional omissions amounting to dishonesty in violation of RPC 8.4(c) |
| Whether one-year suspension was an abuse of discretion | Sanction is excessive given lack of prior discipline, limited harm, cooperation, delay, and Harris’s age/health; less severe sanctions in other cases | ABA Standards support presumptive disbarment; aggravating and mitigating factors justify one-year suspension instead of disbarment | No abuse of discretion: panel reasonably applied ABA Standards, weighed aggravating/mitigating factors, and a one-year suspension is permissible |
Key Cases Cited
- Hornbeck v. Bd. of Pro. Resp., 545 S.W.3d 386 (Tenn. 2018) (describing Board’s role and appellate review of disciplinary rulings)
- Barry v. Bd. of Pro. Resp., 545 S.W.3d 408 (Tenn. 2018) (Court’s duty to regulate the bar and standards for review)
- Walwyn v. Bd. of Pro. Resp., 481 S.W.3d 151 (Tenn. 2015) (standard for Supreme Court review of disciplinary proceedings)
- Sitton, In re, 618 S.W.3d 288 (Tenn. 2021) (disciplinary-review deference to hearing panels on factual findings)
- Beier v. Bd. of Pro. Resp., 610 S.W.3d 425 (Tenn. 2020) (definition of substantial and material evidence in disciplinary context)
- Allison v. Bd. of Pro. Resp., 284 S.W.3d 316 (Tenn. 2009) (weight of evidence and deference to hearing panels)
- Dunlap v. Bd. of Pro. Resp., 595 S.W.3d 593 (Tenn. 2020) (attorney’s duty of candor and disclosure to the court)
- Nevin v. Bd. of Pro. Resp., 271 S.W.3d 648 (Tenn. 2008) (discipline may follow misconduct even if not criminal)
- Justice v. Bd. of Pro. Resp., 577 S.W.3d 908 (Tenn. 2019) (severity of sanctions can exceed suspension depending on misconduct)
- Theard v. United States, 354 U.S. 278 (U.S. 1957) (bar membership is a privilege burdened with conditions)
