52 F.4th 80
2d Cir.2022Background
- William Truitt was hired as a full-time mortgage lending officer trainee (at-will) in Feb 2018; he was also a part-time county legislator.
- On April 12, 2018 Truitt announced his campaign for the NY State Assembly; he then notified Bank management and supplied a letter describing the part-time nature of the Assembly role.
- Bank policy required disclosure/approval of outside employment; Bank managers concluded serving as an Assembly member would conflict with the mortgage-originator position and told Truitt to choose by May 1, 2018.
- Truitt elected to continue his campaign, emailed that decision on May 1, and his employment ended (Bank recorded April 30 as last day). He lost the election.
- Truitt sued under N.Y. Lab. Law § 201-d alleging he was discharged because of protected political activity; the district court granted summary judgment for the Bank, finding he voluntarily resigned and was not constructively discharged.
- The Second Circuit vacated and remanded, holding a reasonable jury could find the Bank forced an unlawful choice (an adverse employment action) and that the Bank failed to show a non-discriminatory justification for forbidding the campaign.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the Bank's ultimatum (run or keep job) constituted an adverse employment action/constructive discharge | Truitt: Bank "forced" him to choose between protected political activity and employment; resignation was involuntary and thus discharge for protected activity | Bank: Truitt voluntarily resigned; no adverse employment action occurred | Vacated: reasonable jury could find Bank impermissibly forced the choice and thereby discriminated — adverse action exists |
| Whether Bank presented a legitimate, non-discriminatory reason (time/attendance/conflict) or whether that reason was pretextual | Truitt: Bank's stated reasons conflate campaigning with serving in office and lack evidence that campaigning interfered with work; therefore pretext | Bank: Serving in Assembly would require substantial time (Albany session) and create a legitimate conflict with the job | Vacated: jury could find Bank failed to show a legitimate nondiscriminatory basis for forbidding the campaign; question of pretext for trial |
Key Cases Cited
- McDonnell Douglas Corp. v. Green, 411 U.S. 792 (U.S. 1973) (burden-shifting framework for employment discrimination claims)
- Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133 (U.S. 2000) (proof of pretext and effect on burden-shifting)
- Anderson v. Liberty Lobby, Inc., 477 U.S. 242 (U.S. 1986) (standard for summary judgment and genuine dispute)
- Dish Network Corp. v. Ace Am. Ins. Co., 21 F.4th 207 (2d Cir. 2021) (de novo review of summary judgment; construe facts for nonmovant)
- McElwee v. County of Orange, 700 F.3d 635 (2d Cir. 2012) (summary judgment standard in employment cases)
- Mathis v. Christian Heating & Air Conditioning, Inc., 158 F. Supp. 3d 317 (E.D. Pa. 2016) (ultimatum forcing employee to choose can support constructive discharge claim)
