Troy Smith v. Kevin Chappell
664 F. App'x 621
| 9th Cir. | 2016Background
- Smith was convicted in California state court of second-degree robbery, false imprisonment, second-degree burglary, and conspiracy; sentenced to 26 years.
- Pursuant to a Pitchess request, Smith later received ~300 pages from SFPD Inspector Gardner’s personnel file showing Gardner had been disciplined six years earlier for lying in a police exam cheating scandal and was on probation during Smith’s investigation and trial.
- Smith amended his federal habeas petition to add a Brady claim (suppression of impeachment evidence), exhausted it in state court (state denial), and returned to federal court; the district court denied habeas relief and denied additional discovery about Gardner.
- The government conceded the Gardner material was favorable and suppressed; the sole contested question was materiality under Brady — whether disclosure created a reasonable probability of a different result.
- The state relied on strong physical evidence tying Smith to the scene (a special early-edition Chronicle found at the scene bearing Smith’s and co-defendant Turner’s fingerprints, and video placing a perpetrator with a newspaper at the scene).
- The Ninth Circuit affirmed: although Gardner’s misconduct was impeaching, the withheld evidence was not material because no plausible theory showed how disclosure would have produced a different verdict, and the district court did not abuse discretion in denying discovery.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Gardner personnel material suppressed by prosecution was material under Brady | Smith: Evidence of Gardner’s prior discipline would have impeached Gardner’s credibility and created reasonable probability of a different outcome | State: Evidence was impeachment only and, given strong physical evidence, not material to the verdict | Held: Not material; state court decision reasonable under § 2254(d) — no reasonable probability verdict would change |
| Whether district court erred in denying additional discovery re: Gardner under Rule 6(a) | Smith: Further discovery could reveal additional Brady material not presented to state court and thus be material | State: Pinholster limits § 2254(d) review to state-court record; and Smith failed to show good cause or a plausible theory of materiality | Held: No abuse of discretion; discovery properly denied because requested materials would not be plausibly material |
Key Cases Cited
- Brady v. Maryland, 373 U.S. 83 (1963) (suppression of favorable evidence violates due process)
- Pitchess v. Superior Court, 522 P.2d 305 (Cal. 1974) (disclosure procedures for officer personnel records)
- Smith v. Cain, 132 S. Ct. 627 (2012) (Brady materiality standard: reasonable probability of different result)
- Cone v. Bell, 556 U.S. 449 (2009) (defining Brady materiality framework)
- Milke v. Ryan, 711 F.3d 998 (9th Cir. 2013) (officer discipline bears on credibility)
- United States v. Sedaghaty, 728 F.3d 885 (9th Cir. 2013) (evidence suppression by government)
- Gonzalez v. Wong, 667 F.3d 965 (9th Cir. 2011) (two-step inquiry for Brady impeachment evidence)
- Cullen v. Pinholster, 563 U.S. 170 (2011) (limits AEDPA review to state-court record)
- Pham v. Terhune, 400 F.3d 740 (9th Cir. 2005) (good-cause standard for discovery under Rule 6(a))
- Bracy v. Gramley, 520 U.S. 899 (1997) (Brady-related discovery standards)
- Kotteakos v. United States, 328 U.S. 750 (1946) (gravest doubt standard for assessing prejudice)
