968 F.3d 939
9th Cir.2020Background
- Class action challenged California’s practice of placing gang-affiliated prisoners in Security Housing Units (solitary) based on gang affiliation; parties settled in August 2015.
- Paragraph 25 of the Settlement Agreement required eligible class members to be transferred from Security Housing to a General Population (Level IV 180-design) facility.
- Paragraph 28 created a Restricted Custody General Population category for inmates unsafe in general population and called for programming “designed to provide increased opportunities for positive social interaction,” including yard/out-of-cell time “commensurate with Level IV GP in small group yards, in groups as determined by the Institution Classification Committee (ICC).”
- California implemented transfers and Restricted Custody; some inmates were put on indefinite “walk-alone” status when no compatible small group would accept them, receiving individual fenced yards (limited physical contact) and restricted day-room release but access to phones, visitors, and programs.
- Prisoners moved to enforce the settlement, arguing (1) transfers under ¶25 should have produced increased out-of-cell time and GP conditions, and (2) walk-alone fenced-yard/limited-contact practices violated ¶28; the district court agreed and ordered remedies; California appealed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether ¶25 required specific General Population conditions (e.g., increased out-of-cell time) after transfer from Security Housing | ¶25 requires placement in "actual" General Population conditions — sufficient yard, day room, programming, jobs, and social interaction | ¶25 only requires transfer out of Security Housing to a GP facility; it does not mandate specific out-of-cell time or GP staffing/privileges | Court: ¶25 obligates transfer to GP facility only; no explicit out-of-cell/time terms were agreed, so no breach |
| Whether ¶28 required small-group yard time/physical contact for Restricted Custody walk-alone inmates | ¶28 requires increased opportunities for positive social interaction, including small-group yards; walk-alone fenced yards and limited contact fail that requirement | ¶28 is aspirational/programming-focused and vests ICC discretion to form groups; limited-contact measures are safety-based and do not defeat the paragraph | Court: ¶28 does not mandate minimum group sizes or absolute physical-contact rights; ICC discretion and safety limitations are permitted and California substantially complied |
Key Cases Cited
- Parsons v. Ryan, 912 F.3d 486 (9th Cir. 2018) (contract interpretation principles applied to settlement enforcement)
- Monster Energy Co. v. Schechter, 444 P.3d 97 (Cal. 2019) (California law: settlement agreements governed by contract principles)
- State of California v. Continental Ins. Co., 281 P.3d 1000 (Cal. 2012) (plain meaning and mutual intent control contract interpretation)
- Tanner v. Title Ins. & Trust Co., 129 P.2d 383 (Cal. 1942) (courts may not insert terms not found in the agreement)
- Cline v. Yamaga, 158 Cal. Rptr. 598 (Ct. App. 1979) (substantial compliance standard under California law)
- Rouser v. White, 825 F.3d 1076 (9th Cir. 2016) (explaining substantial compliance and when deviations are minor)
