805 F.3d 552
5th Cir.2015Background
- Carter petitions for a certificate of appealability after state courts denied habeas relief and the district court denied a COA.
- At trial, Carter and his girlfriend robbed an elderly man, Tomlin; Tomlin died from smothering with positional asphyxia; Carter was convicted of capital murder and sentenced to death in Texas.
- The Texas Court of Criminal Appeals affirmed; Carter later pursued state habeas relief, which was denied with largely adopted findings from a trial court.
- Carter argued ineffective assistance of counsel for failing to timely obtain and present a forensic pathologist’s testimony about the death.
- The defense theory was that Tomlin died from positional asphyxia without smothering, but the state’s autopsy (Dr. Peerwani) concluded smothering with positional asphyxia.
- In federal court, the district court denied habeas relief and denied a COA; the Fifth Circuit reviews under 28 U.S.C. § 2254(d).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Ineffective assistance for not presenting pathologist | |||
| testimony | Carter asserts counsel's delay and failure to call Dr. Harvey prejudiced him. | State court found no prejudice because Harvey would not have contradicted Peerwani’s findings. | No substantial showing of prejudice; no COA on this claim. |
| Jury instruction on mitigating circumstances burden | Absence of mitigating factors should be beyond a reasonable doubt. | Circuit precedent does not require that burden; no error under § 2254(d). | No COA; Carter's burden-of-proof argument foreclosed by precedent. |
| Ten jurors must agree to life sentence instruction | Ten-to-twelve rule misstates jury's role and allows improper misdirection. | Texas rule does not misstate the jury's role; binding circuit precedent forecloses error. | No COA; the instruction does not raise a substantial issue. |
Key Cases Cited
- Miller-El v. Cockrell, 537 U.S. 322 (2003) (standard for substantial showing of denial of constitutional right)
- Slack v. McDaniel, 529 U.S. 473 (2000) (threshold for reasonable jurist encouragement to proceed)
- Rowell v. Dretke, 398 F.3d 370 (5th Cir. 2005) (mitigation burden not constitutionally required to be proven beyond a doubt)
- Avila v. Quarterman, 560 F.3d 299 (5th Cir. 2009) (binding precedent on burden of proof for mitigating factors)
- Druery v. Thaler, 647 F.3d 535 (5th Cir. 2011) (10-12 rule and misstatement of jury role in death penalty cases)
- Parker v. Matthews, 132 S. Ct. 2148 (2012) (circuit precedent cannot create clearly established law under § 2254(d)(1))
- Marshall v. Rodgers, 133 S. Ct. 1446 (2013) (circuit precedent may be consulted to assess whether point is clearly established)
- Hinton v. Alabama, 134 S. Ct. 1081 (2014) (limits on evaluating expert qualifications for ineffective assistance claims)
