Thomas I. Lyles, Jr. v. David J. Shulkin
16-0994
| Vet. App. | Nov 29, 2017Background
- Veteran Thomas I. Lyles, Jr. has a service‑connected left knee disability (post‑meniscectomies and ACL repair) and has long received a 30% rating under DC 5257 (lateral instability) and a 30% rating under DC 5261 (limitation of extension) for later periods.
- He sought a separate meniscal evaluation under DC 5258 or DC 5259 for symptoms including locking, popping, grinding, pain, and swelling; the Board denied a separate meniscal rating as impermissible pyramiding.
- The Board concluded DC 5257 and DC 5261 already “encompassed” the meniscal manifestations; it relied on exam reports that said flare‑up functional loss could not be quantified without speculation.
- The Court panel reviewed whether rating under DC 5257 or 5261 precludes, as a matter of law, a separate meniscal rating under DC 5258/5259, and whether the Board properly found the meniscal manifestations already compensated (including its DeLuca analysis).
- The Court reversed the Board’s finding that DC 5257 compensated pain and swelling related to the meniscus, set aside the denial of a separate meniscal evaluation, and remanded for further development and readjudication.
Issues
| Issue | Lyles' Argument | Secretary's Argument | Held |
|---|---|---|---|
| Whether evaluation under DC 5257 or 5261 precludes, as a matter of law, a separate meniscal rating under DC 5258/5259 | DCs 5257 and 5261 cover only instability and limitation of extension; they do not as a matter of law bar a separate meniscal rating | Meniscal DCs are broad and necessarily encompass instability and limitation of motion, so separate ratings would pyramid | Court: No. The text and history of §4.71a do not bar separate evaluation; lack of an express prohibition allows separate ratings unless specific pyramiding on the facts is shown. |
| Whether the Board correctly found DC 5257 (lateral instability) already compensated meniscal symptoms like pain and swelling | Those symptoms are distinct meniscal manifestations and are not covered by DC 5257’s plain language | Board concluded instability rating encompassed pain, swelling, and giving way | Court: Reversed. DC 5257 compensates recurrent subluxation/lateral instability only; Board erred to read pain and swelling into DC 5257. |
| Whether the meniscal manifestations were already compensated by DC 5261 via DeLuca (i.e., elevation for functional loss due to pain, swelling, locking, etc.) | These manifestations could be considered under DC 5261 via DeLuca, but the Board did not actually find an elevation—so they remain uncompensated and eligible for separate consideration | Secretary argued Board properly considered DeLuca and exam findings show no quantifiable additional loss; thus separate rating would pyramid | Court: Remand. The Board’s DeLuca analysis was inadequate: it failed to analyze all relevant manifestations (swelling, popping, locking, grinding) and relied on examiners’ statements that impermissibly declined to quantify flare‑up loss. Further development required. |
| Adequacy of VA examinations and whether remand is required | Examinations did not elicit functional loss during flare‑ups or repeated use; veteran’s lay statements support additional limitation | Secretary relied on examiner statements that further opinion would be speculative | Court: Remanded. Examiners’ refusal to provide DeLuca‑type estimates (or failure to document basis) mirrors deficiencies in Sharp; Board must obtain adequate development/examination addressing flare‑ups and functional loss. |
Key Cases Cited
- Delisle v. McDonald, 789 F.3d 1372 (Fed. Cir. 2015) (DC 5257 is limited by its plain language to recurrent subluxation or lateral instability)
- Amberman v. Shinseki, 570 F.3d 1377 (Fed. Cir. 2009) (explaining combination of separate evaluations under §4.25 and the prohibition on pyramiding)
- Boggs v. Peake, 520 F.3d 1330 (Fed. Cir. 2008) (a veteran may not be compensated more than once for the same disability)
- Yonek v. Shinseki, 722 F.3d 1355 (Fed. Cir. 2013) (text and structure of DCs govern separate‑rating questions)
- Bates v. United States, 522 U.S. 23 (1997) (courts resist reading terms into statutes or regulations that do not appear on their face)
