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Thom Parson v. Vanguard Group Inc
702 F. App'x 63
| 3rd Cir. | 2017
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Background

  • Parson, a 51-year-old African-American employee, worked at Vanguard from 1987 until his termination on May 12, 2014, as a Level B Document Research Process Associate.
  • From 2010–Jan 2014 Parson reported to Angela Rodden; from mid-Jan 2014 until termination he reported to Anthony Perilli; both and their supervisor Kyle Easterbrook are Caucasian.
  • Parson received performance counseling and written alerts in 2010–2013, culminating in a December 2013 Formal Warning requiring immediate sustained improvement; he acknowledged the warning and did not submit a rebuttal.
  • Perilli discovered a productivity-measurement glitch after becoming supervisor and told Parson the erroneous numbers would not be held against him; the glitch was not resolved.
  • Perilli reported continued ‘‘fall out items’’ after the formal warning; Perilli and Vanguard’s Crew Relations specialist terminated Parson on May 12, 2014.
  • Parson alleged race discrimination (Title VII and § 1981) citing: Rodden’s remarks that "Vanguard may not be the place for your type," being miscalled by another employee’s name, and a purported pattern where 11 of 13 departmental separations were African-American. The district court granted summary judgment for Vanguard; Parson appealed as to race claims only.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Prima facie race discrimination under McDonnell Douglas Parson argued his protected status, termination, and circumstances (manager comments, name-calling, disproportionate firings) support an inference of discrimination Vanguard argued no sufficient evidence to infer discriminatory intent; legitimate non‑discriminatory reason exists Court assumed prima facie case on race but proceeded to next stage; ultimately found plaintiff failed to show pretext
Legitimate non‑discriminatory reason for termination Parson contended performance criticisms began only under Rodden and thus were pretextual Vanguard maintained documented, repeated poor performance over 2011–2013 justified termination Court held Vanguard offered legitimate reason: documented poor performance over several years
Pretext — can plaintiff discredit employer's reason? Parson pointed to prior good record, Rodden’s remarks, name‑calling, statistics about departmental separations, and alleged manipulation of productivity numbers Vanguard argued past good performance does not negate recent poor reviews; remarks were either by non‑decisionmakers or unrelated; no evidence linking statistics or data manipulation to discriminatory intent Court held Parson failed to present evidence to disbelieve Vanguard’s reason or show discriminatory motive more likely than not; pretext not shown
Weight of stray remarks/statistics Parson argued Rodden’s comment and firing statistics show bias Vanguard responded that Rodden did not make the termination decision and statistics lack comparator context Court held stray remarks by non‑decisionmakers or temporally remote comments carry little weight; statistics without comparator analysis insufficient

Key Cases Cited

  • McDonnell Douglas Corp. v. Green, 411 U.S. 792 (framework for burden‑shifting in disparate treatment cases)
  • Fuentes v. Perskie, 32 F.3d 759 (standards for proving pretext or discriminatory motive)
  • Ezold v. Wolf, Block, Schorr & Solis‑Cohen, 983 F.2d 509 (limited weight of stray remarks and need to analyze comparators for statistical evidence)
  • Kautz v. Met‑Pro Corp., 412 F.3d 463 (past positive reviews do not as a matter of law defeat more recent performance criticisms)
  • Makky v. Chertoff, 541 F.3d 205 (elements of prima facie case and burden‑shifting articulation)
  • Brown v. J. Kaz, Inc., 581 F.3d 175 (applying McDonnell Douglas to § 1981 claims)
  • Howley v. Mellon Fin. Corp., 625 F.3d 788 (summary judgment standard review)
Read the full case

Case Details

Case Name: Thom Parson v. Vanguard Group Inc
Court Name: Court of Appeals for the Third Circuit
Date Published: Aug 1, 2017
Citation: 702 F. App'x 63
Docket Number: 16-3410
Court Abbreviation: 3rd Cir.