294 So.3d 844
Fla.2020Background
- The Florida Bar filed a petition for contempt alleging Rita Horwitz Altman failed to timely respond to multiple official Bar/grievance‑committee inquiries about a 2016 ineffective‑assistance complaint.
- Investigating member Scott Weiss sent follow‑up requests (certified mail and email); Altman admitted receiving them but delayed responses, citing family medical emergencies (son’s procedure; elderly mother’s hospitalization) and fear; she ultimately responded after enforcement steps began.
- Altman told the grievance committee and the Court she was “the only child living in Florida” responsible for her mother’s care; at the referee hearing she admitted that statement was inaccurate and characterized herself instead as her mother’s primary caregiver.
- The referee found violations of Rule Regulating the Florida Bar 4‑8.4(g) (failure to respond to official inquiry), several aggravating factors (prior discipline, multiple offenses, substantial experience), and mitigating factors (personal/emotional problems, remorse, reputation, remediation efforts, remoteness of prior offenses).
- The referee recommended a public reprimand and five years’ probation with conditions; the Bar sought disbarment. The Supreme Court of Florida approved guilt findings and aggravation/mitigation but increased discipline to a three‑year suspension, imposed costs ($3,451.11), and set a 30‑day delay before suspension to permit wind‑down of practice.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Altman violated Rule 4‑8.4(g) by failing to respond to Bar inquiries | Bar: Altman failed to timely, writtenly respond to multiple official investigative inquiries | Altman: Delays were caused by family medical crises, misunderstanding, and fear; she eventually responded and showed remorse | Court: Approved referee — Altman violated 4‑8.4(g) (failure to timely respond) |
| Whether Altman made deceptive statements during the disciplinary process | Bar: Altman misrepresented family circumstances to minimize culpability | Altman: Claimed she was primary caregiver and later corrected testimony; characterized misstatements as imprecise rather than deliberately false | Court: Found the statements inaccurate and an attempt to minimize culpability; treated deception as a significant aggravating consideration |
| Appropriate sanction given misconduct and prior discipline | Bar: Prior related discipline and repeated failures warrant disbarment | Altman: Referee’s recommended public reprimand + probation acceptable given mitigating circumstances and remedial steps | Court: Disapproved reprimand/probation; imposed three‑year suspension (30 days before effective) and costs |
| Recovery of Bar costs | Bar: Seek costs of proceeding | Altman: No successful objection to costs reported | Court: Awarded The Florida Bar costs of $3,451.11 |
Key Cases Cited
- Fla. Bar v. Picon, 205 So. 3d 759 (Fla. 2016) (scope of Court’s review of referee’s recommended discipline)
- Fla. Bar v. Anderson, 538 So. 2d 852 (Fla. 1989) (Court’s ultimate responsibility to determine appropriate sanction)
- Fla. Bar v. Behm, 41 So. 3d 136 (Fla. 2010) (applying Standards for Imposing Lawyer Sanctions)
- Florida Bar v. Bloom, 632 So. 2d 1016 (Fla. 1994) (noting trend toward stronger sanctions)
- Fla. Bar v. Parrish, 241 So. 3d 66 (Fla. 2018) (illustrating movement toward harsher discipline)
- Fla. Bar v. Fortunato, 788 So. 2d 201 (Fla. 2001) (deceptive conduct in disciplinary proceedings is a significant aggravator)
- Fla. Bar v. Walkden, 950 So. 2d 407 (Fla. 2007) (incremental escalation of sanctions for repeated similar misconduct)
