334 So.3d 298
Fla.2022Background
- Jonathan S. Schwartz (admitted 1986) created two altered black-and-white photocopies of a police lineup and showed them to the robbery victim at a pretrial deposition; the altered copies retained the victim’s circled identification and signatures.
- Schwartz did not disclose the alterations to opposing counsel or the prosecutor until confronted during the deposition. The Florida Bar charged violations of Bar Rule 3-4.3 and 4-8.4(c) (dishonesty/deceit).
- In a prior Florida Supreme Court opinion the Court found as a matter of law that Schwartz knowingly and deliberately created deceptive exhibits and remanded the case to a new referee for a sanctions-only hearing. (Fla. Bar v. Schwartz, 284 So. 3d 393 (Fla. 2019)).
- The successor referee recommended a 90-day suspension followed by one year probation; the Bar sought a three-year rehabilitative suspension.
- The referee found mitigation (cooperation, character evidence, personal toll) and aggravation (multiple prior disciplinary offenses, pattern of misconduct, long practice). Schwartz’s prior record includes a 90-day suspension (consent, 2012) and earlier public reprimands and admonishments for dishonesty-related violations.
- The Court disapproved the referee’s 90-day recommendation and imposed a three-year suspension (effective 30 days after opinion) plus probationary conditions and costs, emphasizing cumulative dishonesty and prior discipline.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Schwartz violated Bar Rules 3-4.3 and 4-8.4(c) | Bar: He knowingly created and used deceptive altered lineups | Schwartz: Alterations were to aid zealous defense; motive negates culpability | Court previously ruled Schwartz knowingly altered exhibits and therefore violated the rules (guilt established) |
| Appropriate sanction (90 days vs. 3 years) | Bar: Three-year rehabilitative suspension warranted given dishonesty and prior record | Schwartz: 90-day suspension with probation is adequate; mitigation and cooperation support lighter sanction | Court imposed a three-year suspension, finding 90 days insufficient in light of cumulative misconduct and case law |
| Role of prior discipline in sanctioning | Bar: Prior sanctions show a pattern and are aggravating, requiring escalated sanction | Schwartz: Mitigating evidence and time/effort to change practice reduce need for severe sanction | Court treated prior discipline as significant aggravation and increased sanction accordingly |
| Whether zealous advocacy excuses the misconduct | Bar: Zealousness does not justify deception | Schwartz: Actions intended to provide effective representation | Court: Zealous advocacy does not excuse dishonesty; cannot cloak unethical conduct |
Key Cases Cited
- Florida Bar v. Schwartz, 284 So. 3d 393 (Fla. 2019) (prior Supreme Court opinion finding Schwartz knowingly altered lineups and remanding for sanctions)
- Florida Bar v. Hmielewski, 702 So. 2d 218 (Fla. 1997) (three-year suspension for deliberate misrepresentations)
- Florida Bar v. Dupee, 160 So. 3d 838 (Fla. 2015) (one-year suspension for filing false financial statements and withholding evidence)
- Florida Bar v. Marcellus, 249 So. 3d 538 (Fla. 2018) (discussion of Standards and appellate review of referee sanctions)
- Florida Bar v. MacNamara, 132 So. 3d 165 (Fla. 2013) (ninety-day suspension where lawyer admitted misrepresentations and had no prior discipline)
- Florida Bar v. Berthiaume, 78 So. 3d 503 (Fla. 2011) (dishonesty is a grave flaw that cannot be tolerated)
- Florida Bar v. Buckle, 771 So. 2d 1131 (Fla. 2000) (zealous advocacy does not excuse unethical conduct)
