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334 So.3d 298
Fla.
2022
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Background

  • Jonathan S. Schwartz (admitted 1986) created two altered black-and-white photocopies of a police lineup and showed them to the robbery victim at a pretrial deposition; the altered copies retained the victim’s circled identification and signatures.
  • Schwartz did not disclose the alterations to opposing counsel or the prosecutor until confronted during the deposition. The Florida Bar charged violations of Bar Rule 3-4.3 and 4-8.4(c) (dishonesty/deceit).
  • In a prior Florida Supreme Court opinion the Court found as a matter of law that Schwartz knowingly and deliberately created deceptive exhibits and remanded the case to a new referee for a sanctions-only hearing. (Fla. Bar v. Schwartz, 284 So. 3d 393 (Fla. 2019)).
  • The successor referee recommended a 90-day suspension followed by one year probation; the Bar sought a three-year rehabilitative suspension.
  • The referee found mitigation (cooperation, character evidence, personal toll) and aggravation (multiple prior disciplinary offenses, pattern of misconduct, long practice). Schwartz’s prior record includes a 90-day suspension (consent, 2012) and earlier public reprimands and admonishments for dishonesty-related violations.
  • The Court disapproved the referee’s 90-day recommendation and imposed a three-year suspension (effective 30 days after opinion) plus probationary conditions and costs, emphasizing cumulative dishonesty and prior discipline.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Schwartz violated Bar Rules 3-4.3 and 4-8.4(c) Bar: He knowingly created and used deceptive altered lineups Schwartz: Alterations were to aid zealous defense; motive negates culpability Court previously ruled Schwartz knowingly altered exhibits and therefore violated the rules (guilt established)
Appropriate sanction (90 days vs. 3 years) Bar: Three-year rehabilitative suspension warranted given dishonesty and prior record Schwartz: 90-day suspension with probation is adequate; mitigation and cooperation support lighter sanction Court imposed a three-year suspension, finding 90 days insufficient in light of cumulative misconduct and case law
Role of prior discipline in sanctioning Bar: Prior sanctions show a pattern and are aggravating, requiring escalated sanction Schwartz: Mitigating evidence and time/effort to change practice reduce need for severe sanction Court treated prior discipline as significant aggravation and increased sanction accordingly
Whether zealous advocacy excuses the misconduct Bar: Zealousness does not justify deception Schwartz: Actions intended to provide effective representation Court: Zealous advocacy does not excuse dishonesty; cannot cloak unethical conduct

Key Cases Cited

  • Florida Bar v. Schwartz, 284 So. 3d 393 (Fla. 2019) (prior Supreme Court opinion finding Schwartz knowingly altered lineups and remanding for sanctions)
  • Florida Bar v. Hmielewski, 702 So. 2d 218 (Fla. 1997) (three-year suspension for deliberate misrepresentations)
  • Florida Bar v. Dupee, 160 So. 3d 838 (Fla. 2015) (one-year suspension for filing false financial statements and withholding evidence)
  • Florida Bar v. Marcellus, 249 So. 3d 538 (Fla. 2018) (discussion of Standards and appellate review of referee sanctions)
  • Florida Bar v. MacNamara, 132 So. 3d 165 (Fla. 2013) (ninety-day suspension where lawyer admitted misrepresentations and had no prior discipline)
  • Florida Bar v. Berthiaume, 78 So. 3d 503 (Fla. 2011) (dishonesty is a grave flaw that cannot be tolerated)
  • Florida Bar v. Buckle, 771 So. 2d 1131 (Fla. 2000) (zealous advocacy does not excuse unethical conduct)
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Case Details

Case Name: The Florida Bar v. Jonathan Stephen Schwartz
Court Name: Supreme Court of Florida
Date Published: Feb 17, 2022
Citations: 334 So.3d 298; SC17-1391
Docket Number: SC17-1391
Court Abbreviation: Fla.
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    The Florida Bar v. Jonathan Stephen Schwartz, 334 So.3d 298