766 F.3d 760
8th Cir.2014Background
- Plunk, an Arkansas prisoner, pursued habeas relief under 28 U.S.C. § 2254 in district court.
- District court denied after an evidentiary hearing; court adopted findings and dismissed; certificate of appealability granted.
- April 2006 chase: Plunk led police, discarded methamphetamine; Devries’ residence search yielded drugs and firearms evidence.
- August 2006 arrest: Plunk shot by officer during attempted delivery; charged with attempted capital murder and drug offenses.
- Phillip Moon represented both Plunk and Devries; he negotiated a package plea deal which Plunk rejected because it required pleading to attempted capital murder.
- July 2007 trial: Moon’s defense for attempted capital murder failed; Plunk was acquitted on that count but convicted on drug trafficking charges; plea later resolved to 72 years with other charges concurrent.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Moon's joint representation created an actual conflict of interest | Plunk contends Moon had an actual conflict harming representation. | Moon’s representation did not adversely affect Plunk; no prejudice shown. | Conflict present; no, actual conflict not established by majority. |
| Whether the conflict affected plea negotiations for Plunk | Conflict prevented favorable plea for Plunk alone; Sullivan prejudice applies. | No prejudice; Plunk rejected the package plea; negotiations proceeded with Devries. | No prejudice from conflict; no presumptive prejudice under Sullivan. |
| Whether Moon’s failure to investigate mental impairments prejudiced Plunk | Moon’s conflict led to failure to pursue mitigating mental-health evidence. | Evidence insufficient to show prejudice; mental evaluations unlikely to change outcome. | No prejudice; prejudice requirement not met. |
| Whether Moon’s failure to develop mitigating evidence mattered for competency/plea | Moon’s conduct could have changed competency or plea outcomes. | Competency findings and sentencing factors remained unfavorable; no reasonable probability of different result. | No reasonable probability of different outcome; no ineffective assistance. |
Key Cases Cited
- Sullivan v. United States, 446 U.S. 335 (U.S. 1980) (presumption of prejudice when conflict harms counsel’s performance)
- Holloway v. Arkansas, 435 U.S. 475 (U.S. 1978) (no per se rule against same-attorney representation; requires prejudice inquiry)
- Mickens v. Taylor, 535 U.S. 162 (U.S. 2002) (presumption of prejudice when conflict significantly affects performance)
- Covey v. United States, 377 F.3d 903 (8th Cir. 2004) (to trigger Sullivan claim, must show plausible alternative strategy linked to conflict)
- Burger v. Kemp, 483 U.S. 776 (U.S. 1987) (prosecutor’s receptiveness to plea bargains is part of the prejudice inquiry)
- Hill v. Lockhart, 474 U.S. 52 (U.S. 1985) (prejudice shown where different plea would have a reasonable probability of altering outcome)
- Padilla v. Kentucky, 559 U.S. 356 (U.S. 2010) ( Sixth Amendment right not extendable to deportation consequences; retroactivity discussed)
- Chaidez v. United States, 133 S. Ct. 1103 (U.S. 2013) (Padilla not retroactive)
- Unger v. United States, 665 F.2d 251 (8th Cir. 1981) (remand for waiver question when conflict waiver issue is unsettled)
- Henderson v. Smith, 903 F.2d 534 (8th Cir. 1990) (waiver of conflict-of-interest rights may be valid if knowing and voluntary)
