T.K. v. Stanley
3:16-cv-05506
W.D. Wash.Jun 21, 2017Background
- Plaintiffs (T.K. et al.) sued in state court (T.K. I) for negligence, negligent infliction of emotional distress, and violations of mandatory reporting laws arising from alleged sexual abuse by a school bus driver; some plaintiffs are minors.
- Plaintiffs later filed this federal § 1983 action against Defendant Frederick Stanley and others; Defendant moved to dismiss originally on res judicata/claim-splitting grounds and was denied because the state-court judgment was not then final.
- Defendant moved to stay or dismiss under the Colorado River abstention doctrine after a partial summary judgment in T.K. I that disposed of key factual issues (notably whether the minors were abused) and after Defendant had been dismissed from T.K. I for lack of personal jurisdiction.
- The Court ordered supplemental briefing and concluded that resolution of T.K. I will almost certainly have preclusive effect on the federal claims (res judicata/privity considerations), making T.K. I a parallel action for Colorado River purposes.
- Applying the Colorado River balancing factors, the Court found strong reasons to stay (avoid piecemeal litigation, progress made in state court, forum shopping concerns) while noting that the federal-law factor favored federal adjudication and that the state forum was adequate to protect federal rights.
- Order: Court granted Defendant’s motion and stayed and administratively closed the federal case pending final resolution of T.K. I (stay is appealable as a final order).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a parallel state action exists under Colorado River | T.K. I is not final; res judicata does not presently bar the federal suit | T.K. I will be dispositive and thus is parallel; federal case should be stayed | T.K. I is parallel because its resolution will almost certainly preclude the federal action |
| Whether the court should stay under Colorado River balancing | Federal forum appropriate; if doctrine applies, a stay (not dismissal) is proper | Abstention warranted to conserve resources and avoid duplicative adjudication | Stay granted after balancing factors (piecemeal, progress in state court, forum shopping weigh for stay) |
| Whether Washington courts are adequate to protect § 1983 rights | State court omission of § 1983 claims makes state forum inadequate | State courts can hear § 1983 claims; omission was Plaintiffs’ choice | State forum is adequate; factor favors stay |
| Whether Plaintiffs engaged in forum shopping | Plaintiffs filed federal suit after state summary-judgment motion and conceded lack of service in state court | Plaintiffs dispute characterization | Court finds circumstances indicate forum shopping to avoid adverse state-court rulings |
Key Cases Cited
- Colorado River Water Conservation Dist. v. United States, 424 U.S. 800 (U.S. 1976) (framework for abstention when parallel state litigation exists)
- Moses H. Cone Memorial Hosp. v. Mercury Constr. Corp., 460 U.S. 1 (U.S. 1983) (multi-factor balancing and weight in favor of exercising federal jurisdiction)
- Holder v. Holder, 305 F.3d 854 (9th Cir. 2002) (definition of parallelism and Colorado River threshold inquiry)
- Intel Corp. v. Advanced Micro Devices, Inc., 12 F.3d 908 (9th Cir. 1993) (parallelism and substantial doubt doctrine)
- Nakash v. Marciano, 882 F.2d 1411 (9th Cir. 1989) (Colorado River factors and forum-shopping factor)
- Travelers Indem. Co. v. Madonna, 914 F.2d 1364 (9th Cir. 1990) (appealability of Colorado River stay and balancing guidance)
- R.R. Street & Co., Inc. v. Transp. Ins. Co., 656 F.3d 966 (9th Cir. 2011) (piecemeal litigation concern under Colorado River)
- Am. Int’l Underwriters (Philippines), Inc. v. Continental Ins. Co., 843 F.2d 1253 (9th Cir. 1988) (money damages not the res implicated in Colorado River)
- Allen v. McCurry, 449 U.S. 90 (U.S. 1980) (full faith and credit and applying state preclusion law in federal court)
