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613 F. App'x 48
2d Cir.
2015
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Background

  • Jermaine Swaby was convicted in 2002 in Kings County, NY, of second-degree murder for shooting Shane Reynolds five times; sentenced to 25 years-to-life. Swaby conceded shooting but claimed self-defense after a fistfight and an altercation outside a nightclub.
  • On direct appeal and state collateral attack under N.Y. Crim. Proc. Law § 440.10, Swaby argued ineffective assistance of trial counsel Michael C. Harrison for multiple failures, including not consulting a forensic expert and eliciting prior-robbery knife use.
  • The state courts denied relief; Swaby filed a federal habeas petition under 28 U.S.C. § 2254. The district court found some performance deficiencies but no Strickland prejudice and denied habeas relief, granting a limited certificate of appealability on the forensic-expert and robbery-evidence issues; the Second Circuit allowed argument on cumulative error.
  • The contested evidence: eyewitness testimony that Swaby shot Reynolds almost immediately after Reynolds left the club and continued firing after Reynolds fell; forensic testimony showing five head shots with some downward trajectories.
  • The central defense strategy at trial was justification (self-defense); trial counsel relied on discovery (autopsy, ballistics) and chose not to call a forensic expert, a choice the district court initially found deficient but the Second Circuit treated as presumptively strategic.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Failure to consult/retain a forensic expert Swaby: counsel unreasonably failed to investigate/retain a forensic expert, undermining self-defense proof State: counsel reasonably chose a strategy that made expert testimony unnecessary or harmful No habeas relief; state court’s rejection of performance claim was not an unreasonable application of Strickland under AEDPA
Introduction of prior-robbery/knife evidence Swaby: counsel elicited prejudicial prior-robbery evidence, constituting deficient performance State: any elicitation was not sufficiently prejudicial to meet Strickland prejudice prong No habeas relief; cumulative effect did not undermine confidence in outcome
Prejudice under Strickland (would outcome differ) Swaby: a forensic expert would have created reasonable probability of different verdict by discrediting eyewitness/forensics consistency State: strong eyewitness testimony and corroborating witnesses plus ballistics made reversal unlikely No prejudice shown; overwhelming evidence of guilt supported denial of relief
Cumulative error claim Swaby: combined deficiencies (expert omission + prior-robbery revelation + other conduct) undermined confidence in verdict State: even combined, errors were not constitutionally ineffective or sufficiently prejudicial Denied; cumulative effect did not satisfy Strickland’s prejudice requirement

Key Cases Cited

  • Strickland v. Washington, 466 U.S. 668 (assessment of counsel effectiveness requires deficient performance and prejudice)
  • Harrington v. Richter, 562 U.S. 86 (AEDPA deference and doubly deferential review of state-court ineffective-assistance rulings)
  • Yarborough v. Gentry, 540 U.S. 1 (strategic decisions presumed reasonable; counsel need not investigate every matter)
  • Hinton v. Alabama, 571 U.S. 263 (failure to appoint/obtain expert may be deficient where counsel is unaware of ability to secure funds/expert)
  • Jones v. West, 555 F.3d 90 (Second Circuit standard for de novo habeas review)
  • Gersten v. Senkowski, 426 F.3d 588 (standard for showing reasonable probability jury would reject key testimony)
Read the full case

Case Details

Case Name: Swaby v. New York
Court Name: Court of Appeals for the Second Circuit
Date Published: Jun 3, 2015
Citations: 613 F. App'x 48; No. 14-1582
Docket Number: No. 14-1582
Court Abbreviation: 2d Cir.
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    Swaby v. New York, 613 F. App'x 48