613 F. App'x 48
2d Cir.2015Background
- Jermaine Swaby was convicted in 2002 in Kings County, NY, of second-degree murder for shooting Shane Reynolds five times; sentenced to 25 years-to-life. Swaby conceded shooting but claimed self-defense after a fistfight and an altercation outside a nightclub.
- On direct appeal and state collateral attack under N.Y. Crim. Proc. Law § 440.10, Swaby argued ineffective assistance of trial counsel Michael C. Harrison for multiple failures, including not consulting a forensic expert and eliciting prior-robbery knife use.
- The state courts denied relief; Swaby filed a federal habeas petition under 28 U.S.C. § 2254. The district court found some performance deficiencies but no Strickland prejudice and denied habeas relief, granting a limited certificate of appealability on the forensic-expert and robbery-evidence issues; the Second Circuit allowed argument on cumulative error.
- The contested evidence: eyewitness testimony that Swaby shot Reynolds almost immediately after Reynolds left the club and continued firing after Reynolds fell; forensic testimony showing five head shots with some downward trajectories.
- The central defense strategy at trial was justification (self-defense); trial counsel relied on discovery (autopsy, ballistics) and chose not to call a forensic expert, a choice the district court initially found deficient but the Second Circuit treated as presumptively strategic.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Failure to consult/retain a forensic expert | Swaby: counsel unreasonably failed to investigate/retain a forensic expert, undermining self-defense proof | State: counsel reasonably chose a strategy that made expert testimony unnecessary or harmful | No habeas relief; state court’s rejection of performance claim was not an unreasonable application of Strickland under AEDPA |
| Introduction of prior-robbery/knife evidence | Swaby: counsel elicited prejudicial prior-robbery evidence, constituting deficient performance | State: any elicitation was not sufficiently prejudicial to meet Strickland prejudice prong | No habeas relief; cumulative effect did not undermine confidence in outcome |
| Prejudice under Strickland (would outcome differ) | Swaby: a forensic expert would have created reasonable probability of different verdict by discrediting eyewitness/forensics consistency | State: strong eyewitness testimony and corroborating witnesses plus ballistics made reversal unlikely | No prejudice shown; overwhelming evidence of guilt supported denial of relief |
| Cumulative error claim | Swaby: combined deficiencies (expert omission + prior-robbery revelation + other conduct) undermined confidence in verdict | State: even combined, errors were not constitutionally ineffective or sufficiently prejudicial | Denied; cumulative effect did not satisfy Strickland’s prejudice requirement |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (assessment of counsel effectiveness requires deficient performance and prejudice)
- Harrington v. Richter, 562 U.S. 86 (AEDPA deference and doubly deferential review of state-court ineffective-assistance rulings)
- Yarborough v. Gentry, 540 U.S. 1 (strategic decisions presumed reasonable; counsel need not investigate every matter)
- Hinton v. Alabama, 571 U.S. 263 (failure to appoint/obtain expert may be deficient where counsel is unaware of ability to secure funds/expert)
- Jones v. West, 555 F.3d 90 (Second Circuit standard for de novo habeas review)
- Gersten v. Senkowski, 426 F.3d 588 (standard for showing reasonable probability jury would reject key testimony)
