30 Cal. App. 5th 158
Cal. Ct. App. 5th2018Background
- Fresno County Superior Court adopted Personnel Rules (Dec. 1, 2009) restricting employee dress/adorning images, solicitation during working hours, distribution of literature in working areas, and displays of noncourt writings/images visible to the public.
- Service Employees International Union Local 521 filed unfair-practice charges; PERB found several provisions violated the Trial Court Employment Protection and Governance Act and ordered rescission/remedies.
- Key contested rules: Rule 1.11 (broad ban on clothing/adornments with writings/images) and Rule 17.3 (17.3.1: solicitation, distribution, display; 17.3.2: defines working time).
- Administrative record: Court relied on the Judicial Council’s Code of Ethics and evidence of frequent employee-public contact in open/multiuse courthouse spaces; little evidence of prior complaints about union regalia or displays.
- PERB held the bans on union regalia and public displays overbroad and ambiguous as to solicitation/distribution; the court of appeal reviewed legal issues de novo and factual findings under substantial-evidence where applicable.
Issues
| Issue | Plaintiff's Argument (Court) | Defendant's Argument (PERB/Union) | Held |
|---|---|---|---|
| 1) Do trial court impartiality interests justify a broad ban on employee clothing/adornments with writings/images (including union regalia)? | Court: Yes; appearance of impartiality and frequent public contact are "special circumstances" permitting broad restrictions. | PERB/Union: No; total ban on union regalia is overbroad—employer must narrowly tailor restrictions and prove special circumstances. | Held: Court may impose broad ban here — trial court interest in appearing impartial constitutes special circumstances; PERB's contrary finding set aside. |
| 2) Is "solicit[ing] during working hours" ambiguous (does it cover duty-free breaks)? | Court: "working hours" is contextually synonymous with "working time" (excludes breaks); rule lawful. | PERB: Term ambiguous and could prohibit solicitation during duty-free periods. | Held: "Working hours" construed as "working time"; not ambiguous; PERB erred. |
| 3) Is the provision prohibiting distribution of literature "at any time...in working areas" ambiguous and unlawful? | Court: Reads rule to bar distribution only in "working areas" and allow in nonworking areas; argued PERB lacked authority to reach this unalleged theory. | PERB/Union: "Working areas" is undefined; mixed-use areas make the phrase ambiguous and chilling of rights likely. | Held: The phrase "working areas" is ambiguous in context; PERB permissibly reached the issue under its unalleged-violation doctrine and rightly invalidated that portion. |
| 4) Does PERB’s remedy (order to rescind ambiguous/overbroad portions) violate separation of powers? | Court: PERB remedy intrudes on judicial branch prerogatives. | PERB: Statutory authority to adjudicate unfair practices and fashion appropriate remedies under Trial Court Act. | Held: Invalidation of the ambiguous distribution provision does not materially impair court’s constitutional functions; separation-of-powers claim rejected as applied. |
Key Cases Cited
- Offutt v. United States, 348 U.S. 11 (U.S. 1954) (appearance of justice requirement)
- Mistretta v. United States, 488 U.S. 361 (U.S. 1989) (legitimacy of judicial impartiality central to judicial branch)
- Cox v. Louisiana, 379 U.S. 559 (U.S. 1965) (state may protect courts from pressure near courthouses; appearance-based interests)
- Beth Israel Hospital v. N.L.R.B., 437 U.S. 483 (U.S. 1978) (industry/context matters in special-circumstances analysis)
- Republic Aviation Corp. v. N.L.R.B., 324 U.S. 793 (U.S. 1945) (employer may prohibit solicitation during working time but not during nonduty periods)
- In-N-Out Burger, Inc. v. N.L.R.B., 894 F.3d 707 (5th Cir. 2018) (special-circumstances balancing; narrow tailoring; blanket bans rarely lawful)
- Pay ‘n Save Corp. v. N.L.R.B., 641 F.2d 697 (9th Cir. 1981) (burden on employer to show special circumstances)
