Sullivan v. Commissioner of Social Security
5:15-cv-00056
M.D. Fla.Mar 18, 2016Background
- Plaintiff Mark Stephen Sullivan applied for disability insurance benefits, alleging onset February 13, 2006; his date last insured was December 31, 2011.
- Administrative Law Judge (ALJ) found severe impairments including obesity, diabetes with sensorimotor polyneuropathy, prior non-dominant CVA, cervical and lumbar degenerative disc disease, and depressive disorder, but concluded Plaintiff did not meet a listing.
- ALJ assessed an RFC for a limited range of sedentary work with physical and minimal mental restrictions (simple, routine, repetitive tasks; occasional public interaction).
- ALJ gave little weight to treating neurologist Dr. Singh’s opinions that Plaintiff was totally disabled, citing treatment notes showing 5/5 motor strength, normal tone/coordination, and other records showing functionality and ability to drive/work.
- Plaintiff submitted additional vocational evaluator evidence to the Appeals Council (Dr. Pinder), claiming a conflict between the VE’s job conclusions and the DOT given Plaintiff’s limitations in concentration, persistence, or pace; Appeals Council considered but denied review.
- District Court reversed and remanded: it upheld the ALJ’s treatment-of-opinion analysis as supported by substantial evidence, but found remand required because the VE testimony and ALJ’s step-five findings did not account for the ALJ’s step-two finding of moderate limitation in concentration, persistence, and pace.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Did ALJ err in weighing treating physician Dr. Singh’s opinions? | Sullivan: ALJ improperly discounted Dr. Singh, "cherry-picking" and failing to give controlling weight to treating opinion of disability. | Commissioner: Dr. Singh’s disability opinion is a non‑medical issue reserved to the Commissioner, lacks objective support, and ALJ gave proper reasons for little weight. | Court: No reversible error; ALJ articulated good cause and substantial evidence supports giving Dr. Singh’s disability opinion little weight, despite one post‑DLI record cited by ALJ. |
| Did Appeals Council err by denying review of new vocational evidence (Dr. Pinder)? | Sullivan: Dr. Pinder showed conflict between VE jobs (Reasoning Levels 2–3) and ALJ’s RFC/limitations (equated to Reasoning Level 1) and noted moderate limitations in concentration/pace not accounted for—warranting remand. | Commissioner: No conflict; unskilled jobs cited are consistent with simple, routine, repetitive work; Dr. Pinder’s views do not require remand. | Court: Remand required. The ALJ’s hypothetical and VE testimony did not account for the ALJ’s own finding of moderate limitation in concentration, persistence, or pace; VE testimony therefore cannot support step five. |
Key Cases Cited
- Crawford v. Comm’r, 363 F.3d 1155 (Elec. Cir.) (standard that substantial evidence is more than a scintilla)
- Lewis v. Callahan, 125 F.3d 1436 (Elec. Cir.) (substantial evidence standard and scope of review)
- Martin v. Sullivan, 894 F.2d 1520 (Elec. Cir.) (review limits and substantial evidence rule)
- Foote v. Chater, 67 F.3d 1553 (Elec. Cir.) (consideration of whole record and unfavorable evidence)
- Keeton v. Dep’t of Health & Human Servs., 21 F.3d 1064 (Elec. Cir.) (court may reverse for failure to apply correct law)
- Doughty v. Apfel, 245 F.3d 1274 (Elec. Cir.) (five‑step sequential evaluation explained)
- Phillips v. Barnhart, 357 F.3d 1232 (Elec. Cir.) (use of VE and Medical‑Vocational Guidelines)
- Allen v. Sullivan, 880 F.2d 1200 (Elec. Cir.) (ALJ’s duty to develop full and fair record re: vocational opportunities)
- Winschel v. Comm’r of Soc. Sec., 631 F.3d 1176 (Elec. Cir.) (VE testimony inadequate when hypothetical omits claimant’s moderate limitation in concentration/pace)
- Mitchell v. Comm’r, 771 F.3d 780 (Elec. Cir.) (ALJ need not address every piece of evidence if decision shows consideration of record as a whole)
- Ingram v. Comm’r of Soc. Sec., 496 F.3d 1253 (Elec. Cir.) (new evidence to Appeals Council considered under Sentence Four analysis)
- Rosario v. Comm’r of Soc. Sec., 877 F. Supp. 2d 1254 (M.D. Fla.) (weighing medical opinions in steps four and five)
