Strickland v. Goguen
3 F.4th 45
| 1st Cir. | 2021Background
- Eleven-year-old Haleigh Poutre was hospitalized Sept. 11, 2005 with severe traumatic brain injury and evidence of long‑term abuse; police found bruises, burns, blood, and weapons in the home.
- Eyewitnesses (Holli’s daughter J and neighbor Weiss) testified to repeated physical abuse by Holli and incidents in which Strickland was present and participated (stair‑kicking, strikes with a bat and a tubular wand, dragging, striking with a hand).
- Strickland was indicted on multiple counts including assault and battery causing substantial injury under Mass. Gen. Laws ch. 265 § 13J(b) (either direct assault or wantonly/recklessly permitting another to assault), dangerous‑weapon assaults, and general assault.
- Defense theory: Strickland claimed ignorance — Holli had Munchausen Syndrome by Proxy (MSBP) and had deceived medical providers into thinking Haleigh self‑injured; defense sought to introduce medical providers’ testimony/records and MSBP expert evidence, which the trial judge largely excluded as irrelevant/hearsay.
- Jury convicted on five counts (reckless/wanton permitting on counts 1–2; direct abuse on counts 3, 5, 6); MAC affirmed the convictions, holding any exclusion was harmless and counsel not ineffective; SJC denied review; district court denied habeas under AEDPA; First Circuit affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Exclusion of medical providers' testimony/records — right to present a defense and harmless error | Exclusion prevented jury from seeing central corroboration that Holli deceived providers; evidence was the crux of Strickland's defense about what he knew | Excluded evidence was marginal/cumulative (Krzyzek and other testimony already informed jury of self‑injury reports); Strickland had direct observations and strong eyewitness/physical evidence; any error harmless beyond reasonable doubt | Affirmed. MAC reasonably applied Chapman harmlessness test; exclusion, if error, was harmless under AEDPA deference |
| Ineffective assistance for failing to consult/call MSBP expert | Trial counsel failed to investigate/hire an expert who would explain MSBP and why a father could be legitimately unaware, depriving Strickland of corroboration and effective defense | Counsel considered MSBP and reasonably declined as experts’ reports focused on providers (not on whether Holli deceived Strickland); expert testimony unlikely to overcome eyewitness and physical evidence; strategic decision reasonable | Affirmed. MAC reasonably applied Strickland; counsel’s performance not constitutionally deficient given record and AEDPA’s doubly deferential review |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (1984) (establishes two‑prong ineffective‑assistance test)
- Chapman v. California, 386 U.S. 18 (1967) (constitutional error reversible only if not harmless beyond a reasonable doubt)
- Harrington v. Richter, 562 U.S. 86 (2011) (explains AEDPA deference and difficulty of showing unreasonable application of Strickland)
- Williams v. Taylor, 529 U.S. 362 (2000) (defines "unreasonable application" standard under AEDPA)
- Davis v. Ayala, 576 U.S. 257 (2015) (discusses AEDPA limits on habeas relief and harmlessness principles)
- Dorsica v. Marchilli, 941 F.3d 12 (1st Cir. 2019) (treats state‑court factual findings as presumptively correct on habeas)
- Commonwealth v. Saferian, 315 N.E.2d 878 (Mass. 1974) (Massachusetts test at least as protective as federal standard for presenting a defense)
