Steven Yen v. University of Tennessee Knoxville
M2016-00875-COA-R3-CV
Tenn. Ct. App.Mar 21, 2017Background
- Dr. Steven Yen, a tenured University of Tennessee–Knoxville (UTK) professor, was terminated on Sept. 16, 2013 for making threatening statements to colleagues (e.g., talk of getting a gun or chopping people with an axe). UTK used its expedited termination procedure based on alleged credible threats.
- Prior performance reviews (2011: "Needs Improvement"; 2012: "Meets Expectations") and interpersonal issues formed part of the workplace context; Yen had a history of suicidal and homicidal ideation and saw mental-health providers after coworkers reported his statements.
- Yen received a Loudermill-style pre-termination meeting with notice of charges and ~30 minutes to respond; Chancellor Arrington terminated him that same day, citing safety concerns and the Faculty Handbook Code of Conduct.
- Yen requested a TUAPA post-termination contested hearing. The hearing officer found Yen made credible threats, discounted Yen’s language/translation defenses and mental-health testimony as dispositive, and upheld the termination. The Initial Order later became the Final Order.
- Yen sought judicial review in chancery court, which affirmed the hearing officer. Yen appealed to the Court of Appeals raising due-process, evidentiary/credibility, statutory-timing, and order-content challenges. The Court of Appeals affirmed the chancery court.
Issues
| Issue | Yen's Argument | UTK's Argument | Held |
|---|---|---|---|
| 1. Pre-termination due process | Pre-termination hearing was illusory; decision made beforehand and Yen was blindsided, so Loudermill rights violated | Pre-termination process complied with Loudermill: written/oral notice of charges, explanation of evidence, opportunity to respond (≈30 minutes); detailed post-termination TUAPA hearing available | Court: No violation — directory pre-termination check satisfied; full TUAPA hearing provided later |
| 2. Weight of mental-health evidence | Mental-health professionals showed threats not credible; hearing officer erred by treating that evidence as non-dispositive | Hearing officer as factfinder may weigh or reject expert testimony; mental-health evidence did not compel different result | Court: Affirmed — trier of fact properly discounted experts; review limited to substantial-and-material-evidence standard |
| 3. Credibility of threats / context | Statements were taken out of context, cultural/linguistic misunderstanding; not a "credible threat" meriting expedited procedure | Coworkers perceived real danger; history of ideation and contemporaneous reactions supported credibility; credibility only affected use of expedited process not ultimate misconduct finding | Court: Substantial and material evidence supports finding threats were credible; credibility question for factfinder |
| 4. Delay in Initial Order (§ 4-5-314(g)) | Hearing officer exceeded 90-day limit; delay was "unconscionable" and prejudiced Yen (employment prospects, etc.) | 90-day rule is directory; no shown prejudice and decision was thorough, enabling review | Court: No reversible error — delay directory not jurisdictional; no prejudice shown |
| 5. Initial Order omissions (§ 4-5-314(c)) | Order did not include required statement about reconsideration/further review and timing; defect prejudiced Yen | Parties and Yen’s counsel received adequate notice elsewhere (appointment letter, emails) and Yen timely appealed; no prejudice | Court: No reversible error — procedural notice adequately provided; no prejudice to merits |
Key Cases Cited
- Cleveland Bd. of Educ. v. Loudermill, 470 U.S. 532 (procedural due process requires notice, explanation of evidence, and opportunity to respond)
- Duchesne v. Williams, 849 F.2d 1004 (6th Cir. 1988) (pre-deprivation hearing need not be a full evidentiary hearing)
- Publix Super Mkts., Inc. v. Tenn. Dep’t of Labor & Workforce Dev., 402 S.W.3d 218 (Tenn. Ct. App. 2012) (standard for judicial review of agency decisions under Tenn. Code Ann. § 4-5-322(h))
- Davis v. Shelby Cnty. Sheriff’s Dep’t, 278 S.W.3d 256 (Tenn. 2009) (court will not reverse an agency decision simply because record could support a different conclusion)
- England v. Burns Stone Co., 874 S.W.2d 32 (Tenn. Ct. App. 1993) (expert testimony is advisory and factfinder may assign weight or disregard)
