933 F.3d 293
3rd Cir.2019Background
- In 1985 Romansky was charged in Pennsylvania with multiple vehicle-related offenses, including a conspiracy charge tied to a 1977 Pontiac; the charging papers evolved during proceedings.
- At the 1987 trial he was convicted on most counts including a conspiracy count; jury instructions omitted an “and/or theft” alternative though the information had referenced it; verdict form simply listed "conspiracy."
- Some convictions were later vacated (Superior Court, circa 1997) due to prosecutorial misconduct; Romansky was retried in 2000 on the vacated counts and reconvicted; the conspiracy conviction from 1987 remained undisturbed.
- Romansky pursued multiple state post-conviction proceedings and then filed a federal habeas petition in 2009; the District Court denied relief and denied a COA; this Court granted a COA on two issues: (1) whether he was convicted/sentenced for a crime he was not charged with, and (2) whether 2000 counsel was ineffective for not raising that issue.
- The panel also considered whether the 2000 resentencing reset AEDPA’s one-year limitations period under Magwood and whether to expand the COA to claims based on the Presentment, Brady, and the Grand Jury Clause.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether AEDPA limitations were reset by 2000 retrial/resentencing for claims about the 1987 undisturbed conspiracy conviction | Romansky: 2000 resentencing created a new judgment under Magwood, so the habeas limitations period was reset and claims about 1987 are timely | Commonwealth: The 2000 proceeding did not create a new judgment as to the undisturbed 1987 counts, so AEDPA time was not reset | Held: No reset; petition untimely as to 1987 conviction because 2000 resentencing was not a new judgment for the undisturbed counts |
| Whether conviction/sentence was for a crime not charged (discrepancy between charging documents and jury instruction) | Romansky: He was convicted/sentenced for a conspiracy different from the charged conspiracy (due process violation) | Commonwealth: Claim is untimely for 1987 events; merits not reached because of timeliness | Held: Claim not properly before court (timeliness); dismissal affirmed |
| Whether 2000 counsel was ineffective for failing to raise the 1987 conspiracy-charge discrepancy | Romansky: Asked counsel to raise the issue; counsel refused, constituting deficient performance and prejudice | Commonwealth: The conspiracy conviction was not at issue in the 2000 retrial; no basis to raise it then; also no constitutional right to counsel for collateral attacks | Held: Ineffective-assistance claim denied—no deficient performance or prejudice for trial/retrial counsel; Sixth Amendment does not guarantee counsel for post-conviction relief |
| Whether to expand Certificate of Appealability for Presentment/Grand Jury and Brady claims | Romansky: Presentment lacked specific charges; Grand Jury Clause/Stirone and Brady relief warranted; COA should be expanded | Commonwealth: Grand Jury Clause is not incorporated; Brady claim lacks merit under District Court analysis | Held: COA not expanded—Grand Jury-based claim foreclosed by Hurtado; Brady claim fails to show substantial showing of constitutional violation |
Key Cases Cited
- Magwood v. Patterson, 561 U.S. 320 (Sup. Ct. 2010) (distinguishes "second or successive" review and leaves open whether resentencing creates a new judgment for undisturbed convictions)
- De Jonge v. Oregon, 299 U.S. 353 (Sup. Ct. 1937) (conviction on charge not made violates due process)
- Cole v. Arkansas, 333 U.S. 196 (Sup. Ct. 1948) (notice of specific charge is fundamental to due process)
- Stirone v. United States, 361 U.S. 212 (Sup. Ct. 1960) (indictment cannot be broadened at trial in federal grand-jury system)
- Hurtado v. California, 110 U.S. 516 (Sup. Ct. 1884) (Grand Jury Clause not incorporated against the states)
- Brady v. Maryland, 373 U.S. 83 (Sup. Ct. 1963) (suppression of material exculpatory evidence violates due process)
- Strickland v. Washington, 466 U.S. 668 (Sup. Ct. 1984) (standard for ineffective assistance of counsel)
- United States v. Miller, 594 F.3d 172 (3d Cir. 2010) (discusses "sentencing package" and limited resentencing doctrine)
