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706 F. App'x 954
11th Cir.
2017
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Background

  • Evert Stephen, a federal prisoner serving a 15-year sentence after pleading guilty to being a felon in possession of a firearm, filed a § 2255 motion claiming ineffective assistance for counsel’s failure to file an appeal.
  • Stephen alleged counsel inadequately advised him about appeal options, causing him to tell counsel not to appeal.
  • The district court held an evidentiary hearing and credited defense counsel’s testimony that Stephen expressly instructed him not to file an appeal; counsel’s contemporaneous "memo to file" supported that account.
  • The district court denied relief, concluding Flores-Ortega did not apply because Stephen clearly declined to appeal.
  • Stephen was granted a certificate of appealability on whether the district court erred by finding Stephen instructed counsel not to appeal and thereby rejecting his Flores-Ortega-based claim.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether counsel was ineffective for failing to consult about an appeal under Flores-Ortega Stephen: Flores-Ortega doesn’t bar a claim where counsel’s inadequate advice caused the defendant to tell counsel not to appeal Government: Stephen expressly told counsel not to appeal, so Flores-Ortega (which governs when wishes are unclear) is inapplicable Court: Affirmed — district court’s finding that Stephen instructed counsel not to appeal was not clearly erroneous, so Flores-Ortega inquiry was not required
Whether the district court clearly erred in crediting counsel’s testimony over Stephen’s Stephen: Trial court should not have credited counsel’s account Government: Credibility determinations are for the factfinder; contemporaneous memo corroborated counsel Court: Affirmed — substantial deference to factfinder; record supports the finding
Whether counsel’s following an explicit instruction not to appeal can be deficient Stephen: Counsel’s advice about appeals could be so inadequate that an instruction not to appeal is involuntary Government: Following an explicit instruction not to appeal is not deficient performance Court: Affirmed — if a defendant explicitly tells counsel not to appeal, counsel’s compliance is not deficient under Flores-Ortega

Key Cases Cited

  • Roe v. Flores-Ortega, 528 U.S. 470 (2000) (counsel must consult about appeal when defendant’s wishes are unclear; failure may be deficient and prejudicial)
  • Strickland v. Washington, 466 U.S. 668 (1984) (two-prong ineffective-assistance test: deficient performance and prejudice)
  • Devine v. United States, 520 F.3d 1286 (11th Cir. 2008) (standard of review for § 2255: legal conclusions de novo, factual findings for clear error)
  • Branch v. Sec’y, Fla. Dep’t of Corr., 638 F.3d 1353 (11th Cir. 2011) (defines clear-error standard)
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Case Details

Case Name: Stephen v. United States
Court Name: Court of Appeals for the Eleventh Circuit
Date Published: Aug 23, 2017
Citations: 706 F. App'x 954; No. 16-12952 Non-Argument Calendar
Docket Number: No. 16-12952 Non-Argument Calendar
Court Abbreviation: 11th Cir.
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    Stephen v. United States, 706 F. App'x 954