Stephen Turner v. Nancy Berryhill
705 F. App'x 495
| 9th Cir. | 2017Background
- Stephen Turner appealed the denial of disability insurance benefits and SSI under Titles II and XVI of the Social Security Act after the ALJ found him not disabled.
- The ALJ found severe impairments of narcissistic personality disorder and antisocial personality disorder, and assigned an RFC: full range of exertional work but limited to simple repetitive tasks with occasional public contact.
- The ALJ concluded Turner could not perform past relevant work but could perform jobs such as hand packager, janitor, and final inspector per vocational expert testimony.
- Turner argued the ALJ erred by not evaluating whether his impairments equaled Listing 12.08 and by not accounting for exertional impairments in the RFC; he also challenged credibility findings and vocational hypotheticals.
- The district court affirmed; the Ninth Circuit reviewed de novo and affirmed the denial of benefits, finding some errors harmless and others waived.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Turner preserved issues for appeal | Turner raised multiple errors on appeal | Commissioner argued some issues were waived for not being raised administratively or in district court | Court: Two issues waived (failure to evaluate Listing 12.08 equivalence; failure to account for exertional impairments); other issues considered because record fully developed |
| Whether ALJ evaluated equivalence to Listing 12.08 | Turner contended impairments met/equal Listing 12.08 | ALJ referenced Listing 12.07 (typographical error) and found Paragraph B criteria not met | Court: Harmless error; Paragraph B requirements identical and substantial evidence supports non-qualification |
| Whether RFC is supported by substantial evidence | Turner argued RFC failed to account for all impairments and medical opinions | Commissioner relied on state reviewing psychologist Dr. Barrons and absence of contradictory treating/examining opinions | Court: RFC supported; omission of explicit mention of Dr. Barrons harmless because RFC is consistent with her opinion and no contrary medical opinion exists |
| Whether ALJ erred in vocational hypotheticals and VE reliance | Turner argued hypotheticals omitted moderate limitations in concentration/pace and that Level 2 reasoning conflict exists | Commissioner argued limiting to "simple, repetitive tasks" captures moderate concentration/pace limits and Level 2 reasoning is compatible | Court: No error—"simple, repetitive tasks" consistent with medical evidence and Level 2 reasoning; Zavalin (conflict with Level 3) distinguished |
| Credibility of Turner’s testimony | Turner asserted ALJ improperly discounted his symptom testimony | Commissioner maintained ALJ gave reasons to doubt credibility | Court: ALJ failed to state clear and convincing reasons for discounting testimony, but error was harmless because fully crediting testimony would not change RFC |
Key Cases Cited
- Lingenfelter v. Astrue, 504 F.3d 1028 (9th Cir. 2007) (standard of review for ALJ findings)
- Robbins v. Soc. Sec. Admin., 466 F.3d 880 (9th Cir. 2006) (substantial evidence and legal error standard)
- Meanel v. Apfel, 172 F.3d 1111 (9th Cir. 1999) (preservation rule for represented claimants)
- Sandgathe v. Chater, 108 F.3d 978 (9th Cir. 1997) (issues not raised below are waived)
- Greger v. Barnhart, 464 F.3d 968 (9th Cir. 2006) (exceptions to waiver rule)
- Bolker v. C.I.R., 760 F.2d 1039 (9th Cir. 1985) (articulating waiver exceptions)
- Marsh v. Colvin, 792 F.3d 1170 (9th Cir. 2015) (error in failing to address a contrary treating opinion)
- Reddick v. Chater, 157 F.3d 715 (9th Cir. 1998) (rejecting treating physician without adequate rationale)
- Stubbs-Danielson v. Astrue, 539 F.3d 1169 (9th Cir. 2008) ("simple, repetitive tasks" may capture concentration/pace limits)
- Zavalin v. Colvin, 778 F.3d 842 (9th Cir. 2015) (conflict between RFC for simple work and Level 3 reasoning)
- Lewis v. Apfel, 236 F.3d 503 (9th Cir. 2001) (claimant must provide medical basis for equivalence to listings)
