20 F.4th 835
4th Cir.2021Background
- Plaintiff Stephanie Johnson filed IDEA administrative complaints alleging CMS denied her two children (A.J. and T.S.) a FAPE and sought evaluations and compensatory education.
- Following administrative proceedings, CMS and the parents adopted a new IEP for A.J. and agreed to evaluate T.S.; the ALJ granted CMS summary judgment on multiple claims and found some claims moot; review officer partly affirmed and partly remanded for T.S.
- Johnson then filed consolidated federal district-court actions under the IDEA seeking annulment/remand of administrative decisions and other relief, but did not expressly seek compensatory education in her federal complaints.
- While the federal cases were pending, Johnson withdrew both children from CMS and enrolled them in another district.
- The district court dismissed for lack of subject-matter jurisdiction, concluding prospective relief was moot and Johnson had not preserved a compensatory-education claim in federal court.
- The Fourth Circuit affirmed: prospective relief against CMS was moot after withdrawal; compensatory education claims survive departure in principle, but here Johnson failed to plead that remedy in federal court, so no live controversy remained.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether prospective injunctive relief against CMS is moot after children withdraw | Johnson said she still sought relief (remand, corrective action) despite withdrawal | CMS argued district court cannot order future services for students no longer in its schools | Prospective relief is moot once students left CMS — court cannot grant future services against nonparty district |
| Whether a claim for compensatory education is moot when the student leaves the district | Johnson argued compensatory (backward-looking) relief survives withdrawal | CMS contended departure moots the entire case | Compensatory-education claims are not categorically moot after withdrawal; such claims can remain live because they remediate past harms |
| Whether Johnson’s federal complaint preserved a compensatory-education claim despite raising it in administrative proceedings only | Johnson said her administrative request and request for remand preserved compensatory relief | CMS said federal pleading controls and she did not seek that remedy in federal court | Plaintiff must plead compensatory education in the federal complaint (or allege facts reasonably implying it); Johnson did not, so federal claims were moot here |
| Whether a federal district court can remand IDEA cases to state agency to preserve/obtain remedies | Johnson argued remand to agency could vindicate compensatory relief she sought there | CMS relied on federal de novo nature of IDEA actions and district court authority | District courts exercise original, modified de novo review in IDEA cases and do not act as appellate remand courts; remand to state agency cannot substitute for pleading federal relief |
Key Cases Cited
- Endrew F. v. Douglas Cnty. Sch. Dist., 137 S. Ct. 988 (2017) (defines FAPE standard and requirement of individualized instruction)
- Fry v. Napoleon Cmty. Schs., 137 S. Ct. 743 (2017) (distinguishes IDEA relief and related statutory frameworks)
- G v. Fort Bragg Dependent Schs., 343 F.3d 295 (4th Cir. 2003) (recognizes compensatory education as equitable remedy for past FAPE denial)
- D.F. v. Collingswood Borough Bd. of Educ., 694 F.3d 488 (3d Cir. 2012) (holds compensatory claims survive student’s departure and explains district liability for past transgressions)
- Reid ex rel. Reid v. District of Columbia, 401 F.3d 516 (D.C. Cir. 2005) (compensatory education may include special programs to remedy prior deficiencies)
- Kirkpatrick v. Lenoir Cnty. Bd. of Educ., 216 F.3d 380 (4th Cir. 2000) (IDEA actions in district court are original, not appellate; courts conduct modified de novo review)
- Brown v. Bartholomew Consol. Sch. Corp., 442 F.3d 588 (7th Cir. 2006) (compensatory education is an exceptional equitable remedy; failure to request it in federal complaint can moot IDEA claims)
- Me. Sch. Admin. Dist. No. 35 v. Mr. & Mrs. R., 321 F.3d 9 (1st Cir. 2003) (backward-looking compensatory claims can keep IDEA suits live after eligibility or enrollment ends)
- Somberg v. Utica Cmty. Schs., 908 F.3d 162 (6th Cir. 2018) (aligns with circuits holding compensatory claims survive student withdrawal)
