383 P.3d 385
Or. Ct. App.2016Background
- Defendant was convicted of 1 count aggravated identity theft, 10 counts identity theft, and 1 count first-degree theft based on unauthorized use of Pizza Caboose customers’ account information to load Shari’s gift cards.
- Evidence showed Sargent (a restaurant supervisor) supplied customer account info in exchange for drugs; information went to either defendant or his then-girlfriend Ingals.
- Ingals testified she obtained and used the account information and directed defendant to perform limited tasks; she denied that defendant knew funds were stolen.
- Prosecutor argued the jury could convict defendant either as a principal or as an aider-and-abettor; the court instructed on both theories but did not give a concurrence instruction requiring jurors to agree on one theory.
- Defendant did not preserve the concurrence-instruction objection at trial and sought plain-error review on appeal.
- The Court of Appeals found the failure to give a concurrence instruction was plain legal error under State v. Phillips and exercised its discretion to correct the error, reversing and remanding.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether failure to give a concurrence instruction when guilt could be found either as principal or aider-and-abettor is reviewable as plain error | State: Phillips does not always require a sua sponte concurrence instruction; error not necessarily plain or reversible | Devore: Trial court erred by not instructing jury that at least 10 jurors must agree on one theory (principal or aider-and-abettor); request not preserved but reviewable as plain error | Court: Error is one of law and apparent under Phillips; plain error review is available and appropriate |
| Whether omission of a concurrence instruction was harmless here | State: Error harmless because evidence showed defendant acted as a principal | Devore: Omission undermined required jury unanimity; reversal required | Court: Harmlessness not shown; because reasonable jurors could find liability under either theory, error was not harmless |
| Whether appellate court should exercise discretion to correct unpreserved plain error | State: Defendant may have strategically declined instruction; court should not correct | Devore: Trial occurred before Phillips; no strategic reason to forgo request | Court: Exercised discretion to correct error given gravity of felonies and lack of strategic waiver |
Key Cases Cited
- State v. Phillips, 317 P.3d 236 (Or. 2013) (trial courts must instruct that a jury must have at least 10 jurors agree on either principal or aider-and-abettor when both theories are advanced)
- State v. Gaines, 365 P.3d 1103 (Or. App. 2015) (apples Phillips to plain-error review; concurrence instruction error is reviewable)
- State v. Boots, 780 P.2d 725 (Or. 1989) (unanimity requirement for juror agreement on elements)
- State v. Pipkin, 316 P.3d 255 (Or. 2013) (reaffirming unanimity principles for elements of offenses)
- State v. Thompson, 365 P.3d 1133 (Or. App. 2015) (standard for viewing evidence after conviction)
