848 N.W.2d 759
Wis.2014Background
- Bokenyi pled guilty to three counts under a plea agreement that Dismissed and Read-in other counts for sentencing and set the State’s recommendation at the high end of the PSI.
- The PSI recommended 3–4 years initial confinement for the principal count, with other counts read in for sentencing terms of probation or concurrent terms.
- At sentencing, the State read a victim letter and argued within Gallion/McCleary factors; it endorsed an overall sentence within the high end of the PSI.
- Bokenyi’s counsel argued for a mitigated sentence, including mental-health treatment, and suggested a shorter confinement period.
- The circuit court imposed longer, concurrent prison terms than the State recommended, and denied postconviction relief asserting no material breach.
- The court of appeals reversed, concluding the prosecutor’s remarks constituted a material and substantial breach and that counsel was ineffective for not objecting; this Court granted review.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether prosecutor's comments breached the plea agreement | Bokenyi argues material and substantial breach occurred | State contends no breach; remarks fall within permissible sentencing discussion | No material and substantial breach; majority reverses Court of Appeals |
| Whether specific comments about felony classifications breached the plea | Classification discussion covertly suggested the plea was insufficient | Discussion of seriousness of offenses is permissible to overcome probation presumption | Not a breach; argument properly linked to seriousness and overcomes probation presumption |
| Whether references to the victim's letter breached the plea | Victim letter was read and referenced in a way that supported a harsher result | Victim rights require consideration and may be read without breaching the plea | Not a material breach; references aligned with victim rights and did not undermine the plea |
| Whether the jail incident report reference breached the plea | Editorializing the jail incident unduly suggested more punishment was warranted | Jail incident was relevant to public protection and sentencing factors | Not a material breach; within permissible consideration of sentencing factors |
| Whether counsel was ineffective for failing to object | Ineffective assistance under Sprang due to failure to object to breaches | No ineffective assistance; no material breach, thus no objecting duty | Majority concludes no breach so Sprang not retroactively triggered |
Key Cases Cited
- Santobello v. New York, 404 U.S. 257 (Supreme Court (1971)) (plea agreements must be fulfilled; breach requires remedy)
- State v. Williams, 249 Wis. 2d 492, 637 N.W.2d 733 (Wis. 2002) (balancing duty to convey information with honoring plea; end runs prohibited)
- State v. Deilke, 274 Wis. 2d 595, 682 N.W.2d 945 (Wis. 2004) (material and substantial breach defined; breach defeats non-breaching party)
- State v. Ferguson, 166 Wis. 2d 317, 479 N.W.2d 241 (Wis. Ct. App. 1991) (prosecutor cannot convey that sentence is insufficient; cautionary examples)
- State v. Liukonen, 276 Wis. 2d 64, 686 N.W.2d 689 (Wis. Ct. App. 2004) (breach where prosecutor implied plea was too lenient)
- State v. Gallion, 270 Wis. 2d 535, 678 N.W.2d 197 (Wis. 2004) (probation presumption; court must justify confinement when seeking high end range)
- State v. Naydihor, 2004 WI 43, 270 Wis. 2d 585, 678 N.W.2d 220 (Wis. 2004) (victim impact and sentencing factors; commentary may be relevant)
- State v. McQuay, 154 Wis. 2d 116, 452 N.W.2d 377 (Wis. 1990) (sentencing discretion not bound by plea terms)
