308 P.3d 274
Or. Ct. App.2013Background
- Defendant was convicted in 2001 of two counts of first-degree sexual abuse; initial direct appeal affirmed without opinion.
- Federal habeas corpus proceeding held that appellate counsel was ineffective for not challenging admission of CARES-diagnosis testimony; remanded for new direct appeal with competent counsel.
- State acknowledges Southard (2009) and Lupoli (2010) may apply to defendant’s appeal; court may review for plain error.
- At trial, CARES evaluators testified each girl was diagnosed with sexual abuse; diagnosis relied on interview histories despite normal physical exams.
- Defense objected at one witness’s diagnosis; other two evaluators’ testimony not objected to; jury acquitted on some counts and convicted two counts related to A.
- On remand, appellate court must decide whether to apply current law (Southard/Lupoli) to preserve/review error and whether to grant a new trial.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether admission of diagnosis testimony was plain error | Wells (State) concedes no preservation; argues no plain error under old law. | Wells should apply Southard and Lupoli; error is plain and deserving correction. | Yes; error is plain and corrected; new trial ordered. |
| Preservation of the objection to diagnosis testimony | State: objection not preserved; additional objections waived. | Objection generalized but record shows enough to preserve; bench conference inadequate. | Objection not properly preserved at trial, but plain-error review still warranted; reversal sustained. |
| Whether to apply current law (Southard/Lupoli) on remand despite procedural history | Law as of original appeal time should control to avoid windfall. | Apply current law to ensure reliable proceeding; not a windfall because it corrects admissibility. | Apply current law; reversal and remand for new trial. |
| Whether the error was harmless given acquittals on other counts | Acquittals show error did not sway jury. | Harm analysis must consider constitutional error; cannot rely on outcome alone. | Not dispositive; reversal for correction of the error. |
Key Cases Cited
- State v. Southard, 347 Or 127 (Or. 2009) (diagnosis without physical evidence inadmissible if not probative)
- State v. Lupoli, 348 Or 346 (Or. 2010) (expert testimony explaining why child’s report admissible as credibility commentary)
- State v. Jury, 185 Or App 132 (Or. App. 2002) (plain-error review framework guiding appellate discretion)
- State v. Merrimon, 234 Or App 515 (Or. App. 2010) (preservation and plain-error considerations in reviewing trial errors)
- State v. Lovern, 234 Or App 502 (Or. App. 2010) (plain-error review and error-correction discretion)
- Ailes v. Portland Meadows, Inc., 312 Or 376 (Or. 1991) (error apparent on the face of the record and factors for review)
- Brock v. Baldwin, 171 Or App 188 (Or. App. 2000) (windfall concerns in post-conviction resentencing discussions)
- Lockhart v. Dixon, 506 U.S. 364 (U.S. 1993) (windfall concept in ineffective assistance and outcome-focused analysis)
- Wyatt, 331 Or 335 (Or. 2000) (preservation necessity in objection specificity)
- Jury, 185 Or App 132 (Or. App. 2002) (framework for determining plain-error review under evolving law)
