State v. Warwick
2018 Ohio 139
Ohio Ct. App.2018Background
- In December 2015 appellant Christy Warwick's 21-month-old son Sylas arrived at the hospital malnourished, with extensive head trauma, multiple bruises, burns, fractures, and later died; state charged appellant with child endangering (felony 3) and involuntary manslaughter (felony 1).
- Appellant pled guilty to both counts in October 2016; the trial court ordered a presentence investigation (PSI) and set sentencing for November 30, 2016.
- At sentencing the state introduced expert testimony from Dr. Lori Vavul-Roediger (medical director, Dept. of Child Advocacy) and multiple videos (including three from appellant’s phone and one from foster parents) showing Sylas’ condition; the state urged maximum consecutive terms.
- Defense counsel acknowledged appellant’s substance-abuse and mental-health diagnoses, disputed intentional abuse, and argued mitigation; appellant declined to speak.
- The trial court reviewed the PSI and other materials, found the presumption of a prison term not overcome, and sentenced appellant to nine years on involuntary manslaughter concurrent with three years on child endangering.
- Appellant appealed, raising (1) denial of access to the PSI in violation of R.C. 2951.03 and due process, and (2) prosecutorial misconduct/ex parte communication and lack of notice of evidence at sentencing.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Warwick) | Held |
|---|---|---|---|
| Whether trial court violated R.C. 2951.03 / due process by not providing the PSI to defendant or counsel before sentencing | Court complied with PSI rules; PSI was prepared and considered at sentencing | Defendant says she and counsel were not given the PSI and thus were denied the right to read/rebut it | No violation: record contains no evidence defendant or counsel were denied access, and no contemporaneous objection was made |
| Whether prosecutor engaged in improper ex parte communication or failed to give notice of evidence/testimony at sentencing, depriving defendant of due process | State provided discovery, subpoenaed expert, and gave notice; videos and expert report were disclosed earlier; evidence was admissible at sentencing | Defendant alleges prosecutor submitted a letter ex parte to judge and failed to notify defense of video and expert testimony, prejudicing her ability to respond | No prejudicial ex parte communication shown; the only letter referenced was from defendant’s daughter; defendant had notice (discovery and subpoena), opportunity to cross-examine, and waived objection to surprise by failing to contemporaneously object |
Key Cases Cited
- Youngstown v. Traylor, 123 Ohio St.3d 132 (Ohio 2009) (due-process requirement of notice and opportunity to be heard)
- State v. Sanders, 188 Ohio App.3d 452 (Ohio Ct. App. 2010) (letters to judge by interested parties can be improper ex parte communications)
- State v. Lyons, 101 Ohio St.3d 94 (Ohio 2004) (complaining party must show prejudice from ex parte communications)
