State v. Warner
A-15-858
| Neb. Ct. App. | Aug 23, 2016Background
- James D. Warner, charged with first-degree sexual assault for an incident on March 16, 2013; convicted after jury trial and sentenced to 10–14 years (within 1–50 year statutory range).
- Victim (K.P.) testified she awoke to Warner penetrating her after both had been drinking; police collected clothing and buccal swabs; no rape kit due to delay and showering.
- NSP Crime Lab analyst Heidi Young testified PCR-STR testing identified mixed DNA: epithelial fractions showed two contributors; sperm fractions showed at least three contributors; Warner could not be excluded as a contributor to the sperm fractions; statistical match probabilities were calculated.
- Warner moved in limine under Daubert / Schafersman to exclude DNA testimony; the court denied the motion pretrial and again when renewed at trial; no contemporaneous Daubert objection was made during the expert’s testimony.
- Warner raised ineffective-assistance claims (failure to introduce a video, failure to object to hearsay from victim’s sister, failure to challenge hearsay in the PSR) and argued his sentence was excessive; appellate court reviewed admissibility, counsel performance, and sentence.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Warner) | Held |
|---|---|---|---|
| Admissibility of DNA / need for Daubert hearing | DNA PCR-STR methods are generally accepted, lab accredited, methodology valid; challenges to application go to weight, not admissibility | Court should perform Daubert/Schafersman gatekeeping on how methodology was applied to mixed samples (2 vs 3 contributors) | Court did not abuse discretion; methods and lab reliability satisfied Daubert/Schafersman; mixed-sample issues go to weight for the jury |
| Ineffective assistance of counsel (trial-level preservation & evidentiary objections) | Counsel acted within reasonable strategy; failures did not prejudice outcome | Counsel failed to preserve DNA challenge, failed to introduce impeachment video, failed to object to hearsay testimony and PSR hearsay, causing prejudice | Claims rejected: video would be cumulative; hearsay testimony was cumulative; counsel objected to PSR and court limited weight; record does not show deficient performance or prejudice |
| Sentencing excessive | State: sentence within statutory range and based on facts and PSR | Warner: mitigation (alcoholism, lack of prior violent convictions, remorse) warrants shorter term | Sentence (10–14 years) affirmed as not an abuse of discretion; within statutory limits and toward lower end of range |
Key Cases Cited
- Daubert v. Merrell Dow Pharm., 509 U.S. 579 (1993) (trial court gatekeeping standard for expert scientific testimony)
- Schafersman v. Agland Coop, 262 Neb. 215 (2001) (Nebraska application of Daubert principles)
- State v. Bauldwin, 283 Neb. 678 (2012) (PCR-STR testimony reliability upheld)
- State v. Ellis, 281 Neb. 571 (2011) (mixed-DNA sample issues affect weight, not admissibility)
- State v. McClain, 285 Neb. 537 (2013) (preservation requirements for Daubert challenges)
- Strickland v. Washington, 466 U.S. 668 (1984) (standards for ineffective assistance of counsel)
