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State v. Warner
A-15-858
| Neb. Ct. App. | Aug 23, 2016
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Background

  • James D. Warner, charged with first-degree sexual assault for an incident on March 16, 2013; convicted after jury trial and sentenced to 10–14 years (within 1–50 year statutory range).
  • Victim (K.P.) testified she awoke to Warner penetrating her after both had been drinking; police collected clothing and buccal swabs; no rape kit due to delay and showering.
  • NSP Crime Lab analyst Heidi Young testified PCR-STR testing identified mixed DNA: epithelial fractions showed two contributors; sperm fractions showed at least three contributors; Warner could not be excluded as a contributor to the sperm fractions; statistical match probabilities were calculated.
  • Warner moved in limine under Daubert / Schafersman to exclude DNA testimony; the court denied the motion pretrial and again when renewed at trial; no contemporaneous Daubert objection was made during the expert’s testimony.
  • Warner raised ineffective-assistance claims (failure to introduce a video, failure to object to hearsay from victim’s sister, failure to challenge hearsay in the PSR) and argued his sentence was excessive; appellate court reviewed admissibility, counsel performance, and sentence.

Issues

Issue Plaintiff's Argument (State) Defendant's Argument (Warner) Held
Admissibility of DNA / need for Daubert hearing DNA PCR-STR methods are generally accepted, lab accredited, methodology valid; challenges to application go to weight, not admissibility Court should perform Daubert/Schafersman gatekeeping on how methodology was applied to mixed samples (2 vs 3 contributors) Court did not abuse discretion; methods and lab reliability satisfied Daubert/Schafersman; mixed-sample issues go to weight for the jury
Ineffective assistance of counsel (trial-level preservation & evidentiary objections) Counsel acted within reasonable strategy; failures did not prejudice outcome Counsel failed to preserve DNA challenge, failed to introduce impeachment video, failed to object to hearsay testimony and PSR hearsay, causing prejudice Claims rejected: video would be cumulative; hearsay testimony was cumulative; counsel objected to PSR and court limited weight; record does not show deficient performance or prejudice
Sentencing excessive State: sentence within statutory range and based on facts and PSR Warner: mitigation (alcoholism, lack of prior violent convictions, remorse) warrants shorter term Sentence (10–14 years) affirmed as not an abuse of discretion; within statutory limits and toward lower end of range

Key Cases Cited

  • Daubert v. Merrell Dow Pharm., 509 U.S. 579 (1993) (trial court gatekeeping standard for expert scientific testimony)
  • Schafersman v. Agland Coop, 262 Neb. 215 (2001) (Nebraska application of Daubert principles)
  • State v. Bauldwin, 283 Neb. 678 (2012) (PCR-STR testimony reliability upheld)
  • State v. Ellis, 281 Neb. 571 (2011) (mixed-DNA sample issues affect weight, not admissibility)
  • State v. McClain, 285 Neb. 537 (2013) (preservation requirements for Daubert challenges)
  • Strickland v. Washington, 466 U.S. 668 (1984) (standards for ineffective assistance of counsel)
Read the full case

Case Details

Case Name: State v. Warner
Court Name: Nebraska Court of Appeals
Date Published: Aug 23, 2016
Docket Number: A-15-858
Court Abbreviation: Neb. Ct. App.