354 P.3d 620
Mont.2015Background
- Warner, a registered sex offender, was charged with felony failure to notify change of residence after police alleged he moved without updating his registry.
- Warner signed a nonbinding plea agreement under § 46-12-211(1)(c), pleading nolo contendere; the State agreed to recommend a 3-year DOC commitment, dismiss other charges, and not seek PFO designation. The agreement included a clause making the deal contingent on Warner not being arrested for additional crimes prior to sentencing.
- The District Court personally canvassed Warner, who acknowledged the plea was voluntary, understood the nonbinding nature of recommendations, and knew the court could impose up to five years.
- Before sentencing Warner was arrested and charged with new offenses. The State invoked the contingency clause, withdrew its 3-year recommendation, and instead recommended a 5-year MSP sentence and refiled prior charges.
- Warner moved to withdraw his plea; the District Court denied the motion, concluding the defendant’s breach excused the State’s reciprocal obligation but did not permit plea withdrawal. Warner was sentenced to five years and appealed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Warner could withdraw his nolo plea after he breached the plea agreement and the State withdrew its recommendation | State: defendant’s arrest relieved State of obligation; withdrawal of recommendation does not entitle Warner to withdraw plea | Warner: State’s withdrawal eliminated the bargain; without a contract he should be allowed to withdraw plea (rescission) | Court held Warner’s plea was voluntary and his breach excused the State; withdrawal not warranted — no good cause shown |
| Proper remedies for breach of a plea agreement when the defendant breaches | State: relief from obligation; court may fashion remedy but need not vacate plea | Warner: rescission or specific performance only; rescission should allow withdrawal | Court applied Munoz framework but distinguished Munoz (State breach). Defendant’s breach releases State without automatic right to withdraw plea |
Key Cases Cited
- State v. Munoz, 305 Mont. 139, 23 P.3d 922 (Mont. 2001) (explains defendant’s remedies for prosecutor breach—specific performance or rescission and defendant choice of remedy subject to miscarriage-of-justice exception)
- Santobello v. New York, 404 U.S. 257 (U.S. 1971) (plea bargains require enforcement or remedy when breached)
- State v. Bowley, 282 Mont. 298, 938 P.2d 592 (Mont. 1997) (plea induced by unfulfilled bargain may be involuntary)
- State v. Muhammad, 328 Mont. 397, 121 P.3d 521 (Mont. 2005) (standards for reviewing voluntariness of pleas and adequacy of canvass)
- Brady v. United States, 397 U.S. 742 (U.S. 1970) (plea valid only if knowing and voluntary)
- State v. Warclub, 327 Mont. 352, 114 P.3d 254 (Mont. 2005) (plea voluntariness is mixed question reviewed de novo)
