State v. Walters
368 N.C. 749
| N.C. | 2016Background
- On Aug. 19, 2005 defendant Gary Walters beat Paul Franklin with a table leg, causing catastrophic facial injuries and vision loss. Defendant then placed Franklin in Franklin’s van and drove to an isolated location. Defendant asked a bystander whether he should kill Franklin.
- Defendant was indicted for first-degree kidnapping, attempted first-degree murder, and assault with a deadly weapon with intent to kill inflicting serious injury. Jury convicted on all counts on June 28, 2013.
- The trial court’s jury instruction for first-degree kidnapping allowed conviction if the jury found the defendant removed the victim "for the purpose of facilitating the commission of or flight following the commission of a felony."
- On appeal the Court of Appeals vacated the kidnapping conviction, holding the disjunctive instruction risked a non‑unanimous verdict (some jurors could rely on "facilitating commission," others on "facilitating flight").
- The State petitioned for discretionary review. The Supreme Court considered whether such a disjunctive instruction violated the state constitutional right to a unanimous jury verdict.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a disjunctive jury instruction ("for the purpose of facilitating the commission of or flight following the commission of a felony") violates unanimity requirements | State: instruction permissible where it lists alternative purposes that can satisfy one element | Walters: instruction allowed jurors to convict on different, non‑unanimous theories (some on commission, others on flight) | Held: instruction did not violate unanimity; reversible decision of Court of Appeals was reversed in part |
| Whether evidence supported either disjunct of the instruction | State: evidence (beating, transport to isolated spot, asking whether to kill) supports intent to facilitate the assault or continued attempt to kill | Walters: argued insufficient evidence to support both theories | Held: evidence was sufficient to support either theory presented in the disjunctive instruction |
Key Cases Cited
- State v. Bell, 359 N.C. 1, 603 S.E.2d 93 (N.C. 2004) (approves disjunctive instructions that present alternative acts establishing an element where focus is on intent)
- State v. Diaz, 317 N.C. 545, 346 S.E.2d 488 (N.C. 1986) (disjunctive instruction that permits conviction for either of two separate offenses is fatally ambiguous)
- State v. Hartness, 326 N.C. 561, 391 S.E.2d 177 (N.C. 1990) (distinguishes conduct‑focused and intent‑focused disjunctive instructions for unanimity)
- State v. Lyons, 330 N.C. 298, 412 S.E.2d 308 (N.C. 1991) (discusses intent‑focused disjunctive instructions satisfying unanimity)
- State v. Kyle, 333 N.C. 687, 430 S.E.2d 412 (N.C. 1993) (criminal act may continue after essential elements have arisen; supports inference of continuing intent)
- State v. Hall, 305 N.C. 77, 286 S.E.2d 552 (N.C. 1982) (earlier discussion of completion of crimes and continuing acts)
