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2021 Ohio 1481
Ohio Ct. App.
2021
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Background

  • In 2013 Wallace was charged by bill of information with one count of theft (felony 4) and two counts of forgery (felony 5) for misusing his union treasurer position; he pleaded guilty, received community control, 60 days jail, fines, and restitution, and community control was terminated early in 2017.
  • In July 2020 Wallace moved under R.C. 2953.32 to seal the records of his convictions; he testified at the hearing that sealing was necessary to obtain a promotion to a fully licensed counselor and to preserve employment opportunities.
  • Wallace presented evidence of rehabilitation (completed sentence, restitution, steady employment supervising case managers) but offered limited specific evidence about licensing requirements or specific jobs he could not obtain without sealing.
  • The International Association of Fire Fighters (union) voted to oppose sealing; the state opposed sealing, emphasizing Wallace’s breach of a position of trust and the public’s interest in knowing about that misconduct.
  • The trial court found Wallace an eligible offender, that he was rehabilitated and that no proceedings were pending, but held the government’s legitimate interest in maintaining records (public protection and right to know about trust breaches) outweighed Wallace’s interest and denied the motion.
  • The court of appeals affirmed, holding the trial court did not abuse its discretion in balancing Wallace’s generalized employment interest against the government’s need to preserve records of crimes committed in a fiduciary role.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the trial court abused its discretion by denying Wallace’s motion to seal his conviction records Wallace: sealing should be granted liberally; denial was abuse because sealing is needed for a concrete promotion to licensed counselor and to advance employment State: ordinary abuse-of-discretion standard applies; government has legitimate need to maintain records given breach of trust and victim’s opposition Court: No abuse of discretion. Trial court reasonably weighed interests and found government’s need to maintain records outweighed Wallace’s generalized employment interests

Key Cases Cited

  • State v. V.M.D., 148 Ohio St.3d 450, 71 N.E.3d 274 (sealing is an act of grace; no substantive right to sealing)
  • Barker v. State, 62 Ohio St.2d 35, 402 N.E.2d 550 (sealing statutes are remedial and to be liberally construed)
  • State v. Snowder, 87 Ohio St.3d 335, 720 N.E.2d 909 (courts must give effect to plain statutory language; cannot ignore clear statutory terms)
  • Morgan v. Ohio Adult Parole Auth., 68 Ohio St.3d 344, 626 N.E.2d 939 (rules on statutory interpretation and limits on courts)
  • Blakemore v. Blakemore, 5 Ohio St.3d 217, 450 N.E.2d 1140 (definition of abuse of discretion)
  • State v. Green, 61 Ohio St.3d 137, 573 N.E.2d 492 (public’s right to know can support governmental interest in maintaining conviction records)
Read the full case

Case Details

Case Name: State v. Wallace
Court Name: Ohio Court of Appeals
Date Published: Apr 27, 2021
Citations: 2021 Ohio 1481; 20CA3929
Docket Number: 20CA3929
Court Abbreviation: Ohio Ct. App.
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