404 P.3d 1095
Or. Ct. App.2017Background
- Defendant was convicted by a jury of second-degree criminal trespass, resisting arrest, and interfering with a peace officer after a bathhouse incident that culminated in his being tased and arrested.
- After arrest, Sergeant Baxter, called to investigate the tasing, asked defendant (in handcuffs and post-treatment) for his version of events; defendant responded that he had "nothing to say."
- At trial, Baxter testified over objection that defendant said he had "nothing to say," and the prosecutor later used that fact in closing to argue the jury should discredit defendant’s testimony.
- Defendant argued on appeal the in-custody statement was an unequivocal invocation of his right against self-incrimination under Article I, § 12 of the Oregon Constitution and the Fifth Amendment, and that evidence of that invocation was inadmissible under State v. Smallwood.
- The state conceded the statement was an unequivocal invocation and inadmissible but argued the general objection failed to preserve the issue and, alternatively, that the error was harmless.
- The court held the objection was preserved, the admission was erroneous, and the error was not harmless because the prosecutor relied on the silence to impeach defendant’s testimony; the conviction was reversed and remanded.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of evidence that defendant said "I have nothing to say" while in custody | Evidence of defendant’s silence was admissible and not disputed as a constitutional invocation | The statement was an unequivocal invocation of the right to remain silent; such evidence is inadmissible under Smallwood | Admission was erroneous — evidence of invocation of the right to remain silent is generally inadmissible |
| Preservation of objection to the testimony | General "objection" was insufficient to preserve the specific constitutional claim | The record made the basis of the objection apparent; preservation satisfied | Preserved: context made the ground of objection apparent to the trial court |
| Harmless-error analysis | Any error was harmless; conviction should stand | Admission was prejudicial because prosecutor argued jury should reject defendant’s story based on that silence | Not harmless: reasonable likelihood that jury drew prejudicial inference urged by prosecutor; reversal required |
| Need to reach other assigned errors (fees) | State implied they could be considered | Defendant raised fee-related errors | Court did not reach those issues because reversal and remand may render them moot |
Key Cases Cited
- State v. Avila-Nava, 356 Or. 600, 341 P.3d 714 (Or. 2014) (unequivocal invocation of right to remain silent)
- State v. Smallwood, 277 Or. 503, 561 P.2d 600 (Or. 1977) (evidence of defendant’s invocation of right to remain silent ordinarily inadmissible at trial)
- State v. Ragland, 210 Or. App. 182, 149 P.3d 1254 (Or. Ct. App. 2006) (discussing bar on admission of a defendant’s post-arrest silence)
- Williamson v. Southern Pacific Transp. Co., 284 Or. 11, 584 P.2d 753 (Or. 1978) (general objection may preserve issue if ground is apparent from context)
- Johnson v. Myrick, 285 Or. App. 395, 396 P.3d 285 (Or. Ct. App. 2017) (clarifying OEC preservation principles)
- State v. House, 282 Or. App. 371, 385 P.3d 1099 (Or. Ct. App. 2016) (harmless-error framework for admission of silence evidence)
- State v. Davis, 336 Or. 19, 77 P.3d 1111 (Or. 2003) (standard that reversal is required unless there is little likelihood the error affected the verdict)
