435 P.3d 202
Utah2019Background
- At 16, Cooper Van Huizen participated in an armed robbery and was charged in juvenile court under the Serious Youth Offender Act; the juvenile court found probable cause and bound him over to district court.
- In district court Van Huizen pleaded guilty to lesser robbery counts and received concurrent 1–15 year prison sentences.
- While incarcerated, Van Huizen learned the juvenile judge who conducted the preliminary/bindover hearing was married to the Chief Criminal Deputy of the Weber County Attorney’s Office (the office that prosecuted him).
- Van Huizen moved to reinstate time to appeal the bindover; the district court allowed appeal and the court of appeals vacated the bindover, finding an appearance of partiality and excusing preservation because the marital relationship was undisclosed.
- The Utah Supreme Court granted certiorari on two questions: whether preservation rules applied to the undisclosed-bias claim, and whether prejudice must be shown when a judge fails to disclose a disqualifying relationship.
- The Supreme Court reversed the court of appeals, holding preservation rules apply and Van Huizen failed to show an exception to preservation; it remanded the alternative claims to the court of appeals for consideration.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether preservation applies to an undisclosed judicial-bias claim raised for the first time on appeal | Van Huizen: preservation excused because he lacked notice of the judge’s marital relationship and therefore could not have raised it below | State: claim was unpreserved and should be reviewed only under preservation exceptions (plain error, exceptional circumstances, ineffective assistance) | Preservation applies; party must raise claim below or show an exception; Van Huizen failed to meet that burden |
| Whether an undisclosed judge-spouse relationship requires vacatur without a showing of prejudice | Van Huizen: appearance of partiality alone is enough; prejudice need not be shown | State: even undisclosed relationships require preservation and, if preserved, prejudice or applicable standard must be shown | Court did not resolve whether prejudice is required because it decided preservation issue against Van Huizen; left prejudice question open |
| Whether plain error or exceptional-circumstances exceptions excuse lack of preservation here | Van Huizen: judge’s nondisclosure constituted a rare procedural anomaly excusing preservation | State: the record does not show inability to raise objection; plain error inapplicable because rule interpretation was not "plainly settled" | Neither plain error nor exceptional-circumstances applied; Van Huizen offered no affidavit from juvenile counsel and record did not show he was unable to object |
Key Cases Cited
- State ex rel. D.B. v. State, 289 P.3d 459 (Utah 2012) (discussed in relation to notice-based preservation analysis)
- State v. Johnson, 416 P.3d 443 (Utah 2017) (clarifies preservation exceptions: exceptional circumstances, plain error, ineffective assistance)
- PC Riverview, LLC v. Xiao-Yan Cao, 424 P.3d 162 (Utah 2017) (appellate-review standard and affirmance on alternative grounds)
- State v. Holgate, 10 P.3d 346 (Utah 2000) (plain error demonstration requirements)
- In re Inquiry Concerning a Judge, 81 P.3d 758 (Utah 2003) (discusses when relationship to counsel does not require disqualification)
- Helf v. Chevron U.S.A. Inc., 361 P.3d 63 (Utah 2015) (procedural rules on cross-appeals and appellate grounds)
- Bailey v. Bayles, 52 P.3d 1158 (Utah 2002) (appellate courts may affirm on any legal ground apparent on the record)
- State v. Dean, 95 P.3d 276 (Utah 2004) (cited on standards for plain error)
