418 P.3d 658
Haw.2018Background
- Brian Underwood was tried for kidnapping, firearm use in a separate felony, and abuse of a family/household member arising from an April 2014 incident; jury convicted him of second-degree unlawful imprisonment (lesser-included) and abuse of a family/household member, acquitted on the firearm charge.
- The case turned largely on the complaining witness’s (CW) credibility; CW testified about being restrained, shoved/dragged, hit with objects, and threatened with a gun, but admitted memory gaps and later contact with Underwood about the case.
- During closing, the prosecutor argued Underwood controlled CW and suggested defense counsel had “tried to get [CW] to make up some story” (i.e., induced fabrication/perjury) based on cross-examination; defense counsel objected and the court overruled.
- The trial court had given a general instruction earlier that counsel’s statements are not evidence; no specific curative instruction was given after the prosecutor’s remark and the court overruled the objection.
- The ICA affirmed, calling the prosecutor’s comment a brief, indirect remark and relying on the prior general instruction and the strength of the evidence; the Hawai‘i Supreme Court granted certiorari.
Issues
| Issue | State's Argument | Underwood's Argument | Held |
|---|---|---|---|
| Whether prosecutor’s closing remark accusing defense counsel of inducing CW to fabricate constituted misconduct | Remark was a fair characterization/inference from defense cross-examination and CW’s minimization | Remark improperly attacked counsel’s integrity and implied collusion/perjury without record support | Yes — statement was improper; it asserted an unreasonable inference and attacked counsel’s personal integrity |
| Whether any curative instruction cured the prejudice | A general pre-trial instruction that counsel’s statements are not evidence was sufficient | The instruction was general, given before argument, and ineffective; court’s overruling of objection compounded prejudice | No — the general instruction did not cure; lack of prompt, specific curative instruction weighs for reversal |
| Whether the evidence was so overwhelming that error was harmless | Evidence (photographs, testimony) supported CW’s account; prosecutor’s comment was brief and did not affect result | Case depended on CW’s credibility; evidence was not overwhelming and conviction may have been affected | The evidence was not overwhelming; because verdict hinged on CW credibility, error was not harmless |
| Whether misconduct was so egregious to bar retrial under double jeopardy | Misconduct, though improper, was not of exceptional magnitude to preclude retrial | Prosecutorial suggestion of collusion denied a fair trial and should bar retrial | No — misconduct did not meet the high standard to bar retrial; retrial permitted after vacatur |
Key Cases Cited
- State v. Rogan, 91 Hawai‘i 405, 984 P.2d 1231 (establishes factors for assessing prosecutorial misconduct and harmless-error review)
- State v. Klinge, 92 Hawai‘i 577, 994 P.2d 509 (improper attacks on opposing counsel undermine professionalism and may be prejudicial)
- State v. Basham, 132 Hawai‘i 97, 319 P.3d 1105 (closing-argument inferences must bear logical connection to evidence; improper statements can equate to unsworn testimony)
- State v. Quitog, 85 Hawai‘i 128, 938 P.2d 559 (prosecutor’s role as minister of justice and limits on expressing personal views)
- State v. Marsh, 68 Haw. 659, 728 P.2d 1301 (prosecutor’s unsworn assertions carry undue weight and must be avoided)
- State v. Pacheco, 96 Hawai‘i 83, 26 P.3d 572 (overruling timely objections can signal judicial endorsement of improper prosecutorial remarks)
- State v. Schnabel, 127 Hawai‘i 432, 279 P.3d 1237 (trial court responses to prosecutorial misconduct and curative instruction analysis)
- Berger v. United States, 295 U.S. 78 (prosecutorial misconduct can prejudice jury given prosecutor’s institutional prestige)
