State v. Timothy Wayne Smith
09-16-00297-CR
| Tex. App. | Feb 22, 2017Background
- In July 2015 Jefferson County DA Bob Wortham moved to appoint a Criminal District Attorney Pro Tem (Josh Schaffer) to investigate alleged tampering by officers arising from a May 2013 incident; Judge John Stevens appointed Schaffer.
- Schaffer sought and obtained an expanded grand-jury investigation in April 2016 to include allegations against Timothy Wayne Smith; grand jury returned indictments (May 11, 2016) charging Smith with tampering with physical evidence and tampering with a governmental record based on a probable-cause affidavit attached as Exhibit A.
- Exhibit A was a search-warrant affidavit prepared with investigator Kolander as affiant; Smith — employed as Chief Investigator for the DA’s office — acted as typist/assistant in preparing the affidavit.
- Smith moved to quash and filed pretrial habeas claims challenging Judge Stevens’s authority to appoint Schaffer and Schaffer’s authority to act; the trial court denied habeas relief but granted Smith’s motions to quash the indictments, permitting the State ten days to amend.
- The trial court refused the State’s request for findings of fact and conclusions of law; the State instead appealed the quash orders (arguing both that findings were required and that the indictments were legally sufficient because they tracked statutory language and attached the affidavit).
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Smith) | Held |
|---|---|---|---|
| Whether trial court erred by refusing to enter findings of fact and conclusions of law | Trial court should have identified which ground supported dismissal so appellate review is possible | No requirement to make written findings; court’s oral statement indicated the basis (vagueness/inadequate specificity) | No error — trial court not required to make findings on motion to quash; appellate court could reasonably infer basis |
| Whether indictments were legally sufficient (gave adequate notice) | Indictments track statutory language and attach the affidavit; State need not plead evidentiary detail about what part was false; omissions can be evidentiary | Indictments failed to identify the specific false statement or omission alleged; defect in form; pretrial quash proper; State must amend to specify the falsity | Held for Smith — indictments insufficient because they did not identify the specific false statement or material omission; quash affirmed |
Key Cases Cited
- State v. Moff, 154 S.W.3d 599 (Tex. Crim. App. 2004) (standard for reviewing indictment sufficiency de novo and notice requirement)
- State v. Mays, 967 S.W.2d 404 (Tex. Crim. App. 1998) (tracking statutory language generally satisfies charging requirements; evidentiary facts not required)
- DeVaughn v. State, 749 S.W.2d 62 (Tex. Crim. App. 1988) (motion to quash required only when language is so vague it denies effective notice)
- Amaya v. State, 551 S.W.2d 385 (Tex. Crim. App. 1977) (indictment defective where it failed to identify the specific false statement alleged)
- Cook v. State, 824 S.W.2d 334 (Tex. App.—Houston [1st Dist.] 1992) (to afford sufficient notice under section 37.10, the charging instrument should identify the false entry; State must amend when form defect shown)
- State v. Sandoval, 842 S.W.2d 782 (Tex. App.—Corpus Christi 1992) (trial court that dismisses without specifying grounds forces State to challenge all theories)
- Sovey v. State, 628 S.W.2d 163 (Tex. App.—Houston [14th Dist.] 1982) (same principle on stating grounds)
- State v. Borden, 787 S.W.2d 109 (Tex. App.—Houston [14th Dist.] 1990) (pretrial motion to quash is proper for form defects)
