277 P.3d 251
Haw.2012Background
- Tierney was charged with promoting a detrimental drug in the third degree (possession of marijuana) in 2008.
- A court ordered a 704-404 fitness examination; Tierney refused to participate, invoking his Fifth Amendment rights.
- Examiner conducted two abortive examinations (July 2008 and August 2008) and could not render fitness/criminal responsibility opinions; no determination as to whether refusal was due to disease, disorder, or defect.
- The district court proceeded to trial in late 2008 and Tierney was convicted; the ICA affirmed the conviction.
- The Hawaii Supreme Court vacated the ICA’s judgment, held that the examiner must state whether refusal was due to disease/defect (or that such determination is not possible), and remanded for proceedings consistent with this opinion, emphasizing the need for expert opinion to ensure due process.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether HRS § 704-404(5) requires an opinion when the defendant refuses to participate. | Tierney argues the statute mandates an opinion on whether refusal results from mental/physical disease. | State contends the court can proceed on its own, relying on colloquy and examiner limits. | Yes; examiner must provide an opinion or state impossibility. |
| Whether proceeding to trial without a complete examiner’s report was an abuse of discretion. | Tierney asserts lack of examiner opinion deprived trial court of essential fitness evidence. | State maintains court may rely on colloquy and available records to determine fitness. | Yes; proceeding without the required examiner opinion was an abuse of discretion. |
| Whether the case should be remanded for further proceedings to address fitness and penal responsibility. | Remand is necessary to obtain proper expert opinions. | Trial already completed; resuming may be unnecessary if fitness cannot be reassessed. | Remand to pursue proper expert review consistent with the opinion. |
Key Cases Cited
- Castro v. State, 93 Hawai
i 454, 5 P.3d 444 (2000), 93 Hawaii 454 (Haw. 2000) (competence determinations require expert input; due process reliance on examiners) - Castro v. State, 93 Hawai`i 424, 5 P.3d 414 (2000), 93 Haw. 424 (Haw. 2000) (Castro II; competency framework and abuse of discretion standard with examiners)
- State v. Madden, 97 Hawai`i 53, 33 P.3d 549 (App. 2001), 97 Haw. 53 (Haw. 2001) (ultimate fitness determination reserved to trial court; appellate review for abuse of discretion)
- State v. Janto, 92 Hawai`i 19, 986 P.2d 306 (1999), 92 Haw. 19 (Haw. 1999) (review of competency rulings; reliance on examiner testimony)
