State v. Thomas
173 A.3d 430
| Conn. App. Ct. | 2017Background
- Crimes charged: William B. Thomas convicted of first‑degree sexual assault, first‑degree unlawful restraint, and second‑degree false statement based on an alleged rape after consensual sexual contact earlier the same night; verdict followed a three‑day jury trial.
- Key contested evidence: victim had consensual sex earlier that evening with at least one other man (Boyle) and possibly another (Roberge); a hospital nurse recorded that the victim denied other partners in prior 72 hours; DNA from kit showed defendant plus an unnamed contributor; photographs showed scrapes/bruises and items of the victim’s clothing near the scene.
- Pretrial § 54‑86f (rape‑shield) motions: defendant sought to admit prior sexual conduct with Boyle and Roberge to impeach credibility, show alternative source of injuries, and show motive/bias; trial court excluded evidence of sexual conduct with anyone other than defendant but allowed nonsexual relationship questioning.
- Trial developments: nurse Underwood testified that rough consensual sex, digital penetration, or menstruation can cause bloody vaginal discharge; defendant raised post‑verdict an untested photograph allegedly of a makeshift panty liner; defendant did not testify.
- Procedural posture: defendant raised multiple claims on appeal: (1) rape‑shield exclusion violated confrontation/presentation rights, (2) denial of funds for investigative services violated due process, and (3) prosecutor’s closing argument was improper and prejudicial. Appellate court affirmed.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Thomas) | Held |
|---|---|---|---|
| Admissibility under §54‑86f(a)(2) / impeachment (prior sexual conduct) | Exclusion proper because victim did not testify on direct about sexual conduct with others; statute requires direct testimony about sexual conduct to trigger exception | Prior statements and trial testimony (about source of bleeding) permitted inference that she had no other partners, so exclusion violated his confrontation/right to present defense | Affirmed exclusion: victim did not testify (explicitly or by reasonable inference) about conduct with others, so (a)(2) did not apply; Golding analysis fails on deprivation prong |
| Admissibility under §54‑86f(a)(4) / impeachment with inconsistent hospital statement | State: impeachment via other inconsistent statements already allowed; nurse statement would be cumulative and marginal | Nurse’s recorded denial of other partners in 72 hours was highly reliable and constitutionally required for confrontation/impeachment | Exclusion not constitutionally violative: impeachment on other inconsistencies was already available; nurse statement would be duplicative and of marginal additional value |
| Admissibility under §54‑86f(a)(1) / alternative source of vaginal and non‑vaginal injuries | State: proffer inadequate to show sexual encounters with others occurred at locations or in manner likely to cause the observed injuries; panty‑liner photo untested and speculative | Prior intercourse with Boyle/Roberge could explain scrapes/bruises and bloody discharge; panty‑liner photo would show prior bleeding | Record inadequate or proffers speculative: (1) offer lacked facts about timing/location/nature of encounters (Golding prong 1 failure for non‑vaginal injuries); (2) no medical link established showing consensual non‑rough sex would cause these specific vaginal injuries; panty liner untested and irrelevant on record |
| Pretrial request for investigative funds | State: funding for investigative services for indigent self‑represented defendants falls under Public Defender Services Commission authorization per Wang; court properly denied because defendant had private counsel paid by family and failed threshold showing | Thomas: indigent and needed funds to interview bar witnesses, subpoena service, and obtain transcripts; denial violated due process and right to present defense | Denial affirmed: under State v. Wang the trial court lacked authority to grant funding (commission must authorize); even if court had discretion, defendant failed to show funds were reasonably necessary |
| Prosecutorial misconduct in closing (attacks on defense, ‘smoke and mirrors’, golden rule, use of documents, vouching) | State: arguments were fair response to defense, based on evidence and reasonable inferences; one phrase (“smoke and mirrors”) conceded improper but harmless | Thomas: multiple comments demeaned defense counsel, vouched for victim, appealed to juror sympathy, and referenced facts/documents not in evidence — deprived him of fair trial | Majority: most remarks were fair comment on evidence or defense theory (no reversible impropriety); “smoke and mirrors” improper but isolated and not prejudicial given case strength and curative factors; vouching claim inadequately briefed and not reviewed |
Key Cases Cited
- State v. Golding, 213 Conn. 233 (Conn. 1989) (standards for unpreserved constitutional claims on appeal)
- State v. Shaw, 312 Conn. 85 (Conn. 2014) (§54‑86f relevance inquiry and admitting prior sexual conduct as alternative source when probative)
- State v. Wang, 312 Conn. 222 (Conn. 2014) (state must provide investigative/expert assistance for indigent self‑represented defendants only when Public Defender Services Commission authorizes expenditures; trial court lacks authority)
- Ake v. Oklahoma, 470 U.S. 68 (U.S. 1985) (due process requires access to psychiatric assistance when sanity is a significant factor)
- State v. Crespo, 303 Conn. 589 (Conn. 2012) (limits on cross‑examination under confrontation clause; relevance requirement)
- State v. Carrasquillo, 290 Conn. 209 (Conn. 2009) (framework for assessing prosecutorial impropriety and prejudice)
- State v. Maguire, 310 Conn. 535 (Conn. 2013) (prosecutorial argument standards; rhetorical latitude vs. improper appeals to emotion)
- State v. Angel T., 292 Conn. 262 (Conn. 2009) (state’s burden to show prosecutorial impropriety harmless beyond a reasonable doubt)
