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974 N.W.2d 432
Wis.
2022
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Background

  • Defendant Theophilous Ruffin was charged with second-degree sexual assault and mayhem as domestic-abuse offenses after an altercation with his pregnant partner that resulted in severe vaginal injury requiring surgical repair.
  • Victim A.B. testified Ruffin pulled, struck, and forcibly penetrated her, causing torn labial tissue; Ruffin testified A.B. attacked him, he pushed her legs off to free himself and protect the unborn child, and did not intend to use force.
  • At trial defense counsel initially requested a self-defense instruction but withdrew it, instead requesting an accident instruction (given for mayhem but not for the sexual-assault count). The jury convicted Ruffin of second-degree sexual assault and acquitted him of mayhem.
  • Ruffin filed a postconviction motion alleging (among other claims) ineffective assistance of counsel for withdrawing the self-defense instruction request; the circuit court denied the motion without an evidentiary (Machner) hearing.
  • The court of appeals reversed as to the ineffective-assistance claim and remanded for a Machner hearing, reasoning Ruffin alleged sufficient facts ("some evidence") to entitle him to the instruction.
  • The Wisconsin Supreme Court granted review, held the court of appeals applied an incomplete test, and reversed, concluding the record conclusively shows Ruffin was not entitled to a self-defense instruction and counsel’s withdrawal was a reasonable strategic decision.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Ruffin was entitled to a Machner evidentiary hearing on his claim that trial counsel was ineffective for withdrawing a request for a self-defense jury instruction Court of appeals failed to apply full Nelson/Bentley/Howell framework; record conclusively shows no relief and no hearing required Ruffin alleged sufficient nonconclusory facts ("some evidence") that he acted in self-defense, so he is entitled to a Machner hearing Reversed court of appeals: although motion alleged sufficient facts, the record conclusively demonstrates no reasonable jury could find self-defense; counsel reasonably withdrew the instruction and no hearing was required

Key Cases Cited

  • Strickland v. Washington, 466 U.S. 668 (1984) (two-prong test for ineffective assistance of counsel)
  • State v. Stietz, 375 Wis. 2d 572 (2017) ("some evidence" burden for entitlement to self-defense instruction)
  • State v. Allen, 274 Wis. 2d 568 (2004) (standard for postconviction-motion facts and hearing review)
  • State v. Bentley, 201 Wis. 2d 303 (1996) (Nelson/Bentley test for evidentiary hearing entitlement)
  • State v. Howell, 301 Wis. 2d 350 (2007) (clarification that a hearing is not mandatory if the record conclusively shows no relief)
  • State v. Dundon, 226 Wis. 2d 654 (1999) (failing to request instruction on an invalid defense is not deficient performance)
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Case Details

Case Name: State v. Theophilous Ruffin
Court Name: Wisconsin Supreme Court
Date Published: May 26, 2022
Citations: 974 N.W.2d 432; 2022 WI 34; 401 Wis.2d 619; 2019AP001046-CR
Docket Number: 2019AP001046-CR
Court Abbreviation: Wis.
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