974 N.W.2d 432
Wis.2022Background
- Defendant Theophilous Ruffin was charged with second-degree sexual assault and mayhem as domestic-abuse offenses after an altercation with his pregnant partner that resulted in severe vaginal injury requiring surgical repair.
- Victim A.B. testified Ruffin pulled, struck, and forcibly penetrated her, causing torn labial tissue; Ruffin testified A.B. attacked him, he pushed her legs off to free himself and protect the unborn child, and did not intend to use force.
- At trial defense counsel initially requested a self-defense instruction but withdrew it, instead requesting an accident instruction (given for mayhem but not for the sexual-assault count). The jury convicted Ruffin of second-degree sexual assault and acquitted him of mayhem.
- Ruffin filed a postconviction motion alleging (among other claims) ineffective assistance of counsel for withdrawing the self-defense instruction request; the circuit court denied the motion without an evidentiary (Machner) hearing.
- The court of appeals reversed as to the ineffective-assistance claim and remanded for a Machner hearing, reasoning Ruffin alleged sufficient facts ("some evidence") to entitle him to the instruction.
- The Wisconsin Supreme Court granted review, held the court of appeals applied an incomplete test, and reversed, concluding the record conclusively shows Ruffin was not entitled to a self-defense instruction and counsel’s withdrawal was a reasonable strategic decision.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Ruffin was entitled to a Machner evidentiary hearing on his claim that trial counsel was ineffective for withdrawing a request for a self-defense jury instruction | Court of appeals failed to apply full Nelson/Bentley/Howell framework; record conclusively shows no relief and no hearing required | Ruffin alleged sufficient nonconclusory facts ("some evidence") that he acted in self-defense, so he is entitled to a Machner hearing | Reversed court of appeals: although motion alleged sufficient facts, the record conclusively demonstrates no reasonable jury could find self-defense; counsel reasonably withdrew the instruction and no hearing was required |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (1984) (two-prong test for ineffective assistance of counsel)
- State v. Stietz, 375 Wis. 2d 572 (2017) ("some evidence" burden for entitlement to self-defense instruction)
- State v. Allen, 274 Wis. 2d 568 (2004) (standard for postconviction-motion facts and hearing review)
- State v. Bentley, 201 Wis. 2d 303 (1996) (Nelson/Bentley test for evidentiary hearing entitlement)
- State v. Howell, 301 Wis. 2d 350 (2007) (clarification that a hearing is not mandatory if the record conclusively shows no relief)
- State v. Dundon, 226 Wis. 2d 654 (1999) (failing to request instruction on an invalid defense is not deficient performance)
