412 P.3d 175
Or.2018Background
- Defendant lived with the victim (his girlfriend); in Aug. 2011 the victim reported that defendant grabbed her hair, repeatedly punched her, choked and threw her down; she later recanted and claimed she fell and hit a chair.
- Defendant was charged with fourth-degree assault as a felony because of prior domestic-violence convictions.
- The State sought to admit evidence of two prior assaults on intimate partners (1997 and 2004) to prove hostile motive and intent (doctrine of chances).
- Trial court admitted the prior-act evidence; defendant was convicted. Court of Appeals affirmed on hostile-motive grounds.
- Oregon Supreme Court granted review to decide admissibility of prior-act evidence under OEC 404(3) (nonpropensity purposes), OEC 404(4), and OEC 403 balancing.
Issues
| Issue | State's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether prior domestic-violence incidents were admissible under OEC 404(3) to show hostile motive | Prior assaults on other intimate partners show a pattern of hostility toward intimate partners and thus motive to assault this victim | Prior incidents lacked a substantial connecting link (different motives, isolated, remote in time) | Not admissible; connection to motive insufficient |
| Whether prior incidents admissible under doctrine of chances to show intent (OEC 404(3)) | Similar prior violent acts make accidental injury unlikely, supporting intentional assault | Doctrine of chances applies only when intent/mistake is disputed; here defendant denied committing the act at all | Not admissible under doctrine of chances because defendant contested act occurrence (claimed he did not assault her) |
| Whether prior-act evidence could be admitted under OEC 404(4) if not admissible under OEC 404(3) | If 404(3) fails, 404(4) allows other-acts evidence in criminal cases subject to OEC 403/Due Process balancing | State did not press 404(4) below; appellate court should not decide 404(4)/403 balancing for first time on appeal | Court declined to decide 404(4)/403 on appeal and remanded for trial court to consider OEC 404(4) and OEC 403 balancing if raised below |
| Whether OEC 403 balancing by trial court should have barred admission (prejudice vs. probative value) | Admission was probative and appropriate; any balancing issue unpreserved | Admission was highly prejudicial; probative value low and outweighed by prejudice (argument preserved but not decided) | Court did not decide because OEC 403 argument was unpreserved for appellate resolution; trial court should address on remand if 404(4) considered |
Key Cases Cited
- State v. Williams, 357 Or. 1 (discusses interplay between OEC 404(3) and OEC 404(4) and constitutional limits on propensity evidence)
- State v. Baughman, 361 Or. 386 (establishes two-step test: nonpropensity relevance under 404(3), then OEC 403 balancing; if not 404(3), consider 404(4) and 403)
- State v. Moen, 309 Or. 45 (other-acts against a class may show motive when prior acts show animus toward that class)
- State v. Flett, 234 Or. 124 (requires substantial connecting link between prior acts and charged act to prove motive)
- State v. Turnidge, 359 Or. 364 (doctrine of chances limited to disputes about intent/mistake, not disputes over whether act occurred)
- State v. Johns, 301 Or. 535 (explains doctrine of chances: repeated similar acts increase inference of mens rea)
- State v. Hampton, 317 Or. 251 (defines "motive" as why defendant did what he did)
- State v. Klamert, 253 Or. 485 (threats against a class admissible to show motive against a victim in that class)
- State v. Mazziotti, 361 Or. 370 (remand for trial court to conduct OEC 403 balancing under Baughman)
