State v. Swindle
300 Neb. 734
| Neb. | 2018Background
- Defendant Anthony L. Swindle was the pimp of two women (A.R. and M.M.) and used online ads to traffic them; M.M. was 15 when taken from a missing-person match and Swindle was arrested.
- Victims testified Swindle controlled finances, restricted movement, threatened violence, and forced sex; one victim (M.M.) had mental-health diagnoses and admitted lying about her age when she ran away.
- Swindle was convicted by a jury of: two counts of first-degree sexual assault of a child, sex trafficking of a victim under 16, and sex trafficking by inflicting or threatening serious injury.
- The district court adjudicated Swindle a habitual criminal and imposed consecutive sentences totaling 180 years to life; Swindle appealed raising multiple evidentiary, instruction, mistrial, and sentencing claims.
- Pertinent pretrial rulings: court limited cross-examination under Nebraska’s rape-shield statute but allowed some questioning about lies on age; court denied a proposed jury instruction that would have required the State to prove Swindle knew the victim’s age.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Swindle) | Held |
|---|---|---|---|
| Jury instruction on knowledge of victim’s age for sex trafficking of a minor | "Knowingly" in statute modifies the trafficking conduct only; age need not be proven as mens rea | Knowledge of victim’s age is an essential element; jury should be instructed that defendant knew or should have known victim was under 16 | Court: Affirmed — statutory language and precedent do not require proof that defendant knew victim’s age; proposed instruction was incorrect. |
| Cross-examination re: prior false rape allegations by M.M. (rape-shield & confrontation) | Exclusion appropriate under §27-412; evidence of prior false accusations was not shown false and was prejudicial | Needed to impeach M.M.’s credibility; pretrial order suggested some questioning permitted; exclusion violated confrontation rights | Court: No error — defendant failed to prove prior accusations were false; limited questioning was allowed; exclusion did not violate confrontation clause. |
| Prosecutorial misconduct / motion for mistrial (opening statement inaccuracies re: gun and ejaculation) | Opening preview was supported by investigation and not repeated; any variance was not prejudicial | Opening promised testimony the State knew was false — prejudicial and warranted mistrial | Court: No misconduct warranting mistrial; variances were not crucial, jury instructed lawyers’ statements are not evidence. |
| Admission of defendant’s statements via witness testimony (hearsay/foundation) | Statements were admissible as party admissions and witness had personal knowledge | Testimony improperly paraphrased and lacked foundation; should be excluded | Court: No reversible error — objections not preserved or lacked specificity; testimony admissible as out-of-court admissions by a party. |
| Sentence length / excessiveness | Sentences within statutory limits and justified by conduct and habitual-offender status | 180 years-to-life disproportionate given defendant’s prior record | Court: No abuse of discretion — within statutory limits and supported by facts. |
Key Cases Cited
- State v. Schwaderer, 296 Neb. 932 (instruction-error standard) (appellate review of jury instructions is de novo)
- State v. Castillo-Zamora, 289 Neb. 382 (trial-court mistrial discretion) (trial court has broad discretion on mistrial motions)
- State v. Hill, 298 Neb. 675 (prosecutorial misconduct/misc.) (not every variance between preview and proof is reversible error)
- State v. Heitman, 262 Neb. 185 (age and consent in child-sex-offense context) (reasonable mistake as to victim’s age is not a defense)
