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288 P.3d 1004
Or. Ct. App.
2012
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Background

  • Defendant was convicted on two counts of sodomy in the first degree and two counts of sodomy in the second degree under ORS 163.405 and 163.395.
  • Defendant challenged denial of a jury instruction requiring unanimous agreement on the forcible compulsion theory.
  • The State argued forcible compulsion is an element proved by either physical force or a threat, not requiring juror agreement on the theory.
  • Victim testified to acts of sexual assault beginning with forcible acts and physical threats during the first incident and a subsequent act with potential fear from the first incident.
  • The trial court denied the instruction; all jurors found defendant guilty on all counts.
  • The appellate court affirmed, ruling that forcible compulsion can be proven by alternative evidence under a single element.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether jurors must agree on the forcible compulsion theory used State: forcible compulsion is a single element proven by either theory Wollheim: jurors must agree on the specific theory No error; state may prove the element by either method and jurors need not concur on the theory.
Whether forcible compulsion is proven by alternative evidence to satisfy a single element State: multiple prove‑ups for one element permissible Wollheim: alternative theories require unanimity on the theory The state may present alternative evidence to prove a single element; no unanimity on method required.
Whether nonunanimous verdicts on sodomy counts are unconstitutional State: nonunanimous verdicts permissible Wollheim: nonunanimous verdicts unconstitutional Rejected; nonunanimous verdicts are constitutional as upheld in prior cases.

Key Cases Cited

  • State v. Boots, 308 Or 371 (1989) (jury must concur on essential elements of a crime (aggravated murder context))
  • State v. King, 316 Or 437 (1993) (DUII elements; one offense with multiple proofs allowed; no unanimity on test results required)
  • State v. White, 115 Or App 104 (1992) (alternative acts may prove a single element; no need to agree on specific act)
  • State v. Greeley, 220 Or App 19 (2008) (standard of review for denial of requested instruction; favorable to defendant)
  • State v. Delaney, 160 Or App 559 (1999) (elements and structure of sodomy in the first degree)
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Case Details

Case Name: State v. Sullivan
Court Name: Court of Appeals of Oregon
Date Published: Oct 24, 2012
Citations: 288 P.3d 1004; 253 Or. App. 103; 2012 WL 5286178; 2012 Ore. App. LEXIS 1295; 090237FE; A143645
Docket Number: 090237FE; A143645
Court Abbreviation: Or. Ct. App.
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