374 P.3d 89
Wash.2016Background
- Stump was convicted of possession of heroin after a bench trial and appealed; the trial court appointed counsel for the appeal at public expense.
- Appellate counsel, after reviewing the record, filed an Anders brief and moved to withdraw, concluding the appeal was wholly frivolous; Stump did not file additional grounds.
- A Court of Appeals commissioner granted counsel’s motion, dismissed the appeal, and affirmed the conviction; the State then sought appellate costs under RAP 14.2.
- The commissioner awarded costs to the State as the substantially prevailing party; a Court of Appeals panel denied reconsideration of that cost award.
- The Washington Supreme Court granted discretionary review to decide whether RAP 14.2 permits imposing appellate costs against an indigent defendant when counsel files an Anders brief and withdraws.
Issues
| Issue | Plaintiff's Argument (Stump) | Defendant's Argument (State) | Held |
|---|---|---|---|
| Whether RAP 14.2’s "substantially prevails" rule permits awarding appellate costs when appointed counsel files an Anders brief and moves to withdraw | Stump: No costs — the Anders withdrawal is nonadversarial, no party substantially prevailed (or Stump prevailed because counsel’s motion to withdraw was granted) | State: Yes costs — the State prevailed because the conviction was affirmed on review and RAP 14.2 mandates awards by a commissioner to the substantially prevailing party | Court: RAP 14.2 does not apply to Anders withdrawals; awarding costs under RAP 14.2 in this context is improper; cost award reversed |
| Whether an Anders brief creates an adversarial proceeding for purposes of awarding costs | Stump: Anders is not an advocate’s brief; procedure is a nonadversarial device, so it is unfair to treat the outcome as a normal victory for the State | State: Anders counsel’s position effectively abandons the appeal; some financial risk may accompany pursuing meritless appeals | Court: Anders proceedings are not adversarial; the brief is a device to permit court review, so treating the result as a conventional prevailing-party affirmance is unjust |
Key Cases Cited
- Anders v. California, 386 U.S. 738 (1967) (establishes procedure allowing appointed counsel to move to withdraw when appeal is wholly frivolous and to file a brief identifying any arguable issues)
- Penson v. Ohio, 488 U.S. 75 (1988) (explains Anders brief is not an advocate’s brief and serves to permit nonadversarial resolution when appeals are frivolous)
- McCoy v. Court of Appeals, 486 U.S. 429 (1988) (upholds procedures requiring counsel to explain why possible issues lack merit; reiterates Anders is not a substitute for an advocate’s brief)
- Evitts v. Lucey, 469 U.S. 387 (1985) (holds indigent defendants are entitled to appointed counsel on first appeal but counsel need not raise frivolous claims)
- State v. Theobald, 78 Wn.2d 184 (1970) (Washington follows the Anders procedure rather than requiring counsel to continue with potentially frivolous appellate advocacy)
