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335 P.3d 867
Or. Ct. App.
2014
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Background

  • Defendant charged with DUII; prior DUII convictions can elevate to felony under ORS 813.011 if two priors within 10 years.
  • Defendant filed a pretrial affidavit challenging the constitutional validity of a 2004 DUII conviction, claiming he pleaded guilty only to secure release and was not advised about proceeding without counsel.
  • The state sought to call defendant for cross-examination on the affidavit; defendant invoked his Fifth Amendment privilege and refused.
  • The state moved to strike the affidavit for lack of opportunity to cross-examine; the trial court denied the motion and excluded the prior conviction under State v. Probst.
  • State appealed only the trial court’s denial of the state’s request to call defendant for cross-examination; this court reviewed legal error and reversed and remanded.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether submitting an affidavit waives the Fifth Amendment privilege and permits state cross-examination Affidavit waived privilege as to its contents; state entitled to cross-examine for inconsistencies Affidavit did not require waiver or force defendant to testify; he may refuse invocation at hearing Waiver applies: defendant waived privilege regarding affidavit contents; state should have been allowed to cross-examine
Whether the state preserved its challenge without an explicit offer of proof State argued its objections and stated it sought to question inconsistencies, which adequately informed the court of scope Defendant argued lack of formal offer of proof preserves trial court ruling Preserved: prosecutor’s statements and context sufficed to preserve error despite no formal offer of proof
Whether denial of cross-examination was harmless error State: exclusion prevented addressing inconsistencies and developing record; not harmless Defendant: evidence was cumulative and no prejudice to state Not harmless: denial of cross-examination likely affected outcome; requires remand

Key Cases Cited

  • State v. Probst, 339 Or 612 (analysis of burden to challenge prior conviction)
  • State v. Cox, 337 Or 477 (cross-examination significance; waiver implications)
  • State v. Cole, 323 Or 30 (harmless error standard)
  • State v. Hovies, 320 Or 414 (denial of right to cross-examine generally not harmless)
  • State v. Rogers, 330 Or 282 (trial court discretion over evidence presentation)
  • State v. Mende, 304 Or 18 (affidavit at hearing can constitute waiver of privilege)
Read the full case

Case Details

Case Name: State v. Strickland
Court Name: Court of Appeals of Oregon
Date Published: Nov 20, 2014
Citations: 335 P.3d 867; 265 Or. App. 460; 120135CR; A153777
Docket Number: 120135CR; A153777
Court Abbreviation: Or. Ct. App.
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    State v. Strickland, 335 P.3d 867