State v. Steltz
259 Or. App. 212
Or. Ct. App.2013Background
- Defendant, an inmate, was convicted of multiple sexual offenses arising from alleged assaults on two other inmates: three counts of first-degree sodomy, one count of first-degree unlawful sexual penetration, one count of first-degree sexual abuse, and two counts of second-degree sexual abuse.
- At trial the court, at the sheriff’s request, ordered defendant to wear a Remote Activated Custody Control (stun) belt; defense counsel lodged a brief, general objection but acquiesced to the belt over visible shackles.
- On appeal defendant argued the stun belt violated his right to be free from physical restraints because the court deferred to the sheriff and failed to make an independent on-the-record assessment; he also argued the belt influenced his decision not to testify.
- Defendant separately argued that the trial court erred by not merging Counts 6 and 7 (second-degree sexual abuse) into Counts 4 and 5 (first-degree sodomy) because the state treated Counts 6 and 7 as lesser-included, alternative theories of the same incidents.
- The court held the restraint-related arguments were unpreserved (defense’s general objection was insufficient to develop the record or put the court on notice to make findings). The court found plain error as to failure to merge: the state had prosecuted Counts 6 and 7 as alternatives to Counts 4 and 5 and the trial court ordered concurrent sentences rather than merging, so the appellate court reversed and remanded to merge the paired convictions and for resentencing.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether trial court lawfully required stun belt | State: sheriffs’ risk assessment justified nonvisible restraint for courtroom safety | Defendant: court impermissibly deferred to sheriff and failed to make on‑record findings; belt violated right to be free from restraints and chilled testimony | Unpreserved on appeal; general objection insufficient to preserve specific challenges; claims rejected |
| Whether failure to make an on‑record independent risk assessment was erroneous | State: no preserved challenge; reliance on sheriff appropriate | Defendant: court must independently assess and record reasons before imposing restraints | Unpreserved; appellate review declined because defendant didn’t give trial court opportunity to make findings |
| Whether the stun belt prejudiced defendant’s decision not to testify | State: claim unpreserved and speculative | Defendant: presence of belt influenced decision not to testify | Unpreserved; not addressed on merits |
| Whether Counts 6 and 7 must merge into Counts 4 and 5 | State: indictment charged separate episodes; evidence could support four events though state treated some counts as alternatives | Defendant: state prosecuted Counts 6 and 7 as lesser‑included alternatives to Counts 4 and 5, so convictions should merge | Held: Plain error to not merge; remanded with instructions to merge Count 6 into Count 4 and Count 7 into Count 5 and for resentencing |
Key Cases Cited
- State v. Wall, 252 Or. App. 435, 287 P.3d 1250 (Or. Ct. App. 2012) (trial court may order restraints only upon evidence of immediate, serious risk and must make an independent assessment on the record)
- Peeples v. Lampert, 345 Or. 209, 191 P.3d 637 (Or. 2008) (preservation principle: objections must be specific enough to develop the record)
- State v. Wyatt, 331 Or. 335, 15 P.3d 22 (Or. 2000) (preservation requires clarity to permit trial court to identify and correct error)
- State v. Brown, 310 Or. 347, 800 P.2d 259 (Or. 1990) (plain error criteria for unpreserved claims)
- Ailes v. Portland Meadows, Inc., 312 Or. 376, 823 P.2d 956 (Or. 1991) (appellate discretion to correct errors meeting plain error standards)
- State v. Sanders, 189 Or. App. 107, 74 P.3d 1105 (Or. Ct. App. 2003) (merger required where one offense is lesser‑included and offenses arise from same criminal episode)
- State v. Valladares‑Juarez, 219 Or. App. 561, 184 P.3d 1131 (Or. Ct. App. 2008) (consideration of criminal‑record impact when deciding to correct failure to merge convictions)
