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State v. Spurlock
175 So. 3d 955
La.
2015
Read the full case

Background

  • Defendant faced criminal charges and proceeded to a bench trial after defense counsel waived a jury trial in open court in the defendant’s presence.
  • No on-the-record colloquy by the trial court with the defendant or minute entry documenting a personal oral waiver by the defendant.
  • Defendant had prior criminal-trial experience (including a jury conviction in State v. Spurlock) and was aware of jury-vs.-judge choices from past proceedings.
  • Appellate court remanded for an evidentiary hearing to determine whether the waiver was knowing and intelligent due to lack of a formal colloquy/minute entry.
  • At the hearing, defense counsel’s uncontroverted testimony showed counsel consulted the defendant and waived the jury trial; defendant did not object at trial.
  • Supreme Court granted writ, concluded the waiver was knowing and intelligent under the circumstances, reinstated the conviction, and remanded to the district court.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether counsel may waive a jury trial on defendant's behalf Counsel can waive if the defendant’s waiver was knowing and intelligent A personal on-the-record waiver by the defendant was required Counsel may waive if defendant knowingly and intelligently accepted waiver; here waiver was valid
Whether an on-the-record colloquy/minute entry is required Preferred but not mandatory; not required by statute Lack of colloquy means waiver may be invalid Colloquy/minute entry preferred for clarity but not mandated
Standard for knowing and intelligent waiver Defendant must understand choice between jury and judge Prior experience and counsel consultation can show understanding Waiver is knowing when defendant understands the alternatives; prior history may be considered
Effect of defendant’s failure to object at trial Failure to object supports acceptance of waiver Silence does not prove voluntariness absent other proof Defendant’s silence and counsel’s testimony supported that waiver was voluntary and intelligent

Key Cases Cited

  • State v. Pierre, 842 So.2d 321 (La. 2003) (defense counsel may waive defendant’s jury right if waiver is knowing and intelligent)
  • State v. Phillips, 365 So.2d 1304 (La. 1978) (defendant’s criminal history may inform whether a waiver was knowing and intelligent)
  • United States ex rel. Williams v. DeRobertis, 715 F.2d 1174 (7th Cir. 1983) (defining knowing and intelligent waiver as understanding jury vs. judge choice)
  • State v. Spurlock, 539 So.2d 977 (La. App. 4th Cir. 1989) (example of defendant’s prior jury-trial experience)
  • State v. Muller, 351 So.2d 143 (La. 1977) (cases questioning sufficiency of counsel-effected jury waivers)
  • State v. Bazile, 144 So.3d 719 (La. 2013) (recent Louisiana decision addressing jury waiver issues)
  • State v. Brooks, 814 So.2d 72 (La. App. 1 Cir. 2002) (recommending on-the-record colloquy and court finding when accepting a waiver)
  • State v. Fustier, 954 So.2d 866 (La. App. 3 Cir. 2007) (recommending clerk minute entry of colloquy and ruling)
Read the full case

Case Details

Case Name: State v. Spurlock
Court Name: Supreme Court of Louisiana
Date Published: Sep 25, 2015
Citation: 175 So. 3d 955
Docket Number: No. 2015-KK-1173
Court Abbreviation: La.