State v. Smoots
1 CA-CR 15-0644-PRPC
| Ariz. Ct. App. | May 16, 2017Background
- In 2012 Smoots was convicted by a jury of misconduct involving weapons (class 4 felony, repetitive offender) and sentenced to nine years.
- On direct appeal this Court affirmed the conviction in an Anders review.
- Smoots filed a 2014 petition for post-conviction relief claiming ineffective assistance of trial counsel. The superior court summarily dismissed the petition; Smoots sought review.
- Smoots’ post-conviction claims: (1) counsel failed to explain constructive-possession law; (2) counsel failed to explain plea-offer risks/benefits given his priors; (3) counsel failed to inform him of a ruling excluding evidence about a prior excessive-force incident.
- Record facts: Smoots admitted knowing a gun was in his car, moved items near where the handgun was found, and told police the gun under his seat belonged to a friend; the State sought to prove two recent felony priors at trial in sanitized form.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether counsel was ineffective for not adequately explaining constructive possession | Smoots: counsel failed to explain constructive-possession doctrine, undermining his decision to go to trial | State: record shows admissions placing gun in Smoots’ car and shifting items; counsel’s performance not deficient and no prejudice | Court: No deficient performance or prejudice; claim fails |
| Whether counsel was ineffective for failing to explain plea offer consequences given priors | Smoots: counsel did not adequately advise plea vs trial exposure considering prior convictions | State: Smoots was informed at settlement conference of plea offer, sentencing range, and that priors would be proved; Smoots rejected the offer knowingly | Court: No ineffective assistance; Smoots made an informed decision and cannot show prejudice |
| Whether counsel was ineffective for not informing Smoots of exclusion of evidence about a prior excessive-force incident | Smoots: counsel did not preserve or investigate evidence about a 2009 incident that could have been used in his defense | State: issue was discussed at conference and defense sought to elicit the incident at trial but the court sustained relevance objections | Court: No prejudice shown; no reason to believe a motion or more investigation would have changed the ruling |
Key Cases Cited
- Anders v. California, 386 U.S. 738 (1967) (procedure for appellate counsel to state no meritorious issues)
- Strickland v. Washington, 466 U.S. 668 (1984) (two-prong ineffective-assistance standard: performance and prejudice)
- Padilla v. Kentucky, 559 U.S. 356 (2010) (difficulty of overcoming Strickland standard)
- State v. Donald, 198 Ariz. 406 (App. 2000) (ineffective assistance causing rejection of a plea is a cognizable claim)
- State v. Rosario, 195 Ariz. 264 (App. 1999) (burden on petitioner to prove ineffective assistance by provable reality)
- State v. Watton, 164 Ariz. 323 (1990) (standard for reviewing summary dismissals of post-conviction petitions)
